Jobs in Canada

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Added 2 hours ago
Regional Sourcing Manager (Electronics Lane)
Husky Technologies
Bolton, ON
Full-time
Title: Regional Sourcing Manager (Electronics Lane)
Added 8 hours ago
Regional Sourcing Manager (Electronics Lane)
Husky Technologies
Bolton, ON
Full-time
Title: Regional Sourcing Manager (Electronics Lane)
Added 21 hours ago
Regional Sourcing Manager (Electronics Lane)
Husky Technologies
Bolton, ON
Full-time
Title: Regional Sourcing Manager (Electronics Lane)
Added 1 day ago
Manager, Global Credit
Royal Bank of Canada
Toronto, ON
Full-time
Internal Audit (IA), also known as the Chief Audit Executive Group (CAE), a division within RBC, has a mandate to provide independent, objective risk assessment and evaluation of the…
Added 2 days ago
Senior Manager, Regulatory Reporting - Wealth Management
Royal Bank of Canada
Toronto, ON
Full-time
Partnering with the Director, Platform Financial Control, the Senior Manager, Regulatory Reporting - Wealth Management will lead the completion of regulatory reporting for Wealth Management…
Added 2 days ago
Manager, Global Credit
RBC
Toronto, ON
Full-time
Internal Audit (IA), also known as the Chief Audit Executive Group (CAE), a division within RBC, has a mandate to provide independent, objective risk assessment and evaluation of the…
Added 2 days ago
Senior Manager, Regulatory Reporting - Wealth Management
RBC
Toronto, ON
Full-time
Partnering with the Director, Platform Financial Control, the Senior Manager, Regulatory Reporting - Wealth Management will lead the completion of regulatory reporting for Wealth Management…
Added 2 days ago
Branch Oversight Manager
Sun Life
Toronto, ON · Waterloo, ON · Montreal, QC · Sun Life Toronto One York
Full-time
Excellent communication skills, with comfort presenting to large groups as well as different audiences, including senior leadership, internal examination teams, advisors and external…
Added 2 days ago
Senior Manager, Financial Crime Risk Management, Global Sanctions and ABAC
TD
Toronto, ON · Markham, ON
Full-time
Work with the executive team and senior business management/partners to develop proactive strategies, tactics, policies, and programs to effectively manage sanctions and ABAC regulatory and…
Added 2 days ago
Senior Treasury FTP Manager
TD
Toronto, ON
Full-time
…and business segments. You will shape methodologies, advise senior leaders and governance forums, and provide authoritative direction on complex FTP matters and strategic Treasury…
Added 2 days ago
Senior Audit Manager, GBM Compliance Audit
Scotiabank
Toronto, ON
The Senior Audit Manager is expected to have strong Capital Markets experience, supported by a deep understanding of derivatives products and markets, capital markets compliance…
Added 2 days ago
Manager, Business Compliance
BMO
Toronto, ON · FCP
Full-time
Report to Senior Management: Provide regular updates to senior management in the business on the progress of remediation.
Added 2 days ago
Manager, Business Compliance
BMO
Toronto, ON · FCP
Full-time
…execution of the Enterprise Compliance Program (ECP), advising LOB management on implications of new/changing regulatory requirements on business products, processes, and controls. Works…
Added 2 days ago
Senior Manager, Financial Crime Risk Management, Global Sanctions and ABAC
TD
Toronto, ON
Full-time
Work with the executive team and senior business management/partners to develop proactive strategies, tactics, policies, and programs to effectively manage sanctions and ABAC regulatory and…
Added 2 days ago
Senior Treasury FTP Manager
TD
Toronto, ON
Full-time
…and business segments. You will shape methodologies, advise senior leaders and governance forums, and provide authoritative direction on complex FTP matters and strategic Treasury…
Added 2 days ago
Corporate Compliance Branch Manager
Fidelity Canada
Toronto, ON · Mississauga, ON
Full-time
The Corporate Compliance Branch Manager is also responsible for assisting the Director and CCO with management on corporate initiatives and projects involving dealer activities as may be…
Added 25 days ago
Senior Manager, Client Services
Scotiabank
ON · Mississauga, ON
Business Units supported include, but are not limited to: Commercial Banking, Corporate, Small Business, Global Risk Management, Payments & Cash Management, Audit, Quality Assurance, Trade…
Added 1 month ago
Senior Manager, Cloud Security Engineering
Scotiabank
Toronto, ON
Outstanding verbal and written communication skills are essential for this role. The Senior Manager must be able to distill and convey complex technical information to executive management,…
Added 2 months ago
Senior Manager, Procurement Standards
Scotiabank
Toronto, ON
Work product may be subject to Internal Audit
Added 18 days ago
Manager Compliance Tier 1
IG Wealth Management
Quebec, QC
Full-time
The Manager, Compliance, is registered to supervise the activities of IG Wealth Management registrants.
Added 2 months ago
Audit Manager, Compliance and Legal
Scotiabank
Toronto, ON
As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank’s internal controls, risk management and…
Added 2 days ago
Audit Manager, Compliance and Legal
Scotiabank
Toronto, ON
Full-time
As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank’s internal controls, risk management and…
Added 3 days ago
Registrations Specialist
Canaccord Genuity Group Inc.
Vancouver, BC · Toronto, ON · Montreal, QC
Full-time
…operations in two principal segments of the securities industry: wealth management and capital markets. CG is driven by an unwavering commitment to build lasting client relationships – we…
Added 1 month ago
Senior Audit Manager, Non Retail Credit Risk
Scotiabank
Toronto, ON
As the third Line of defense, Internal Audit provides enterprise-wide, independent, and objective assurance over the design and operations of the Bank’s internal controls, risk management…
Added 4 days ago
Manager, International AML Advisory
Scotiabank
Toronto, ON
Analytical thinking, including knowledge of audit, internal controls, or similar oversight procedures.

Scotiabank

Senior Manager, Issues Management

Toronto, ON, L4W 0B4, Canada

Experience: 5+ years financial services experience.
Posting language: English
Posted: Aug 15, 2026

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Original job description

Requisition ID: 254847

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Contribute to the overall success of Enterprise Security Office and is responsible for centralized tracking, coordination, and oversight of audit and regulatory findings across the business. This role ensures issues are appropriately documented, action plans are robust, timelines are met, and remediation is sustainable. The incumbent will be responsible for providing Global Operations Operating Units/Issue Owners advice, support and counsel related to issues management of Audit, Second Line Testing (AML Risk/M&T, Compliance), RCSAs, Scenario Analysis Issues, SOX Control Weakness Issues and Management Self-Identified issues

Is this role right for you? In this role, you will:

Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
Lead and drive a client focused culture to deepen client relationships.
Maintain a comprehensive inventory of all audit and regulatory findings (Internal Audit, OSFI, U.S. regulators, external reviews). This requires coordination with the business areas, review of documents, identifying self-reported control gaps, liaising with the issue identifier and managing any follow-ups.
Guide/support business lines to prepare for upcoming audits and reviews:
Ensure all documentation and information requested by the reviewer(s) is provided on a timely basis.
Support with the documentation of and/or review of Management Action Plans, ensuring the plan(s) addresses/resolves the identified gaps/root causes and that the resolution is effective and sustainable.
Obtain, review and challenge completed issue closure packages prepared by the issue owner.
Ensure proper implementation of remediation activities and agreed upon management action plans have resolved the problem and addressed the underlying root cause of the issue.
Ensure the resolution is effective and sustainable and aligns with the examiner’s recommendations and specific actions required for closure of the issue; and all specific evidence required for closure has been provided.
Obtain, review and challenge completed quarterly updates prepared by the Operating/Unit/Issue Owner, ensuring that resolution of the issue is still on track to meet the original resolution date.
Ensure the remediation being implemented resolves the problem and addresses the underlying root cause of the issue; and All applicable evidence has been provided.
Escalate any issues that will not be resolved by the original resolution date, seeking approval to extend the date.
Monitor the status of open remediation plans to support on-time closure, reporting status regularly to senior management on remediation plan effectiveness and timelinMaintain issue status reports/dashboards and provide status updates to executive management as needed.
Provide relevant Bank stakeholders with any information/documentation related to issues upon request.
Coordinate with Bank’s 3 lines of Defense and actively engage with support functions : Compliance, AML, and SOX on behalf of the Issue Owners.
Follow up with management/Issue Owners to achieve completion of action plans within target dates.
Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
Champion a high performance environment and contributes to an inclusive work environmentess

Do you have the skills that will enable you to succeed in this role? We'd love to work with you if you have:

University Degree or equivalent and a minimum of minimum of 5 years of experience in the financial services industry preferable in a global/matrix organization in risk management, project management, Audit and/or critical unit.
5+ years financial services experience.
Sound knowledge in the Bank’s policies, procedures, operations, organization and internal controls.
Flexible, analytical, strong problem-solving capability; focused on results and efficiency and able to work independently.
Strong organization and time management skills, with the ability to prioritize workload to meet deadlines.
High Degree of computer literacy and working knowledge of Microsoft Office (Word, Excel, PowerPoint, Outlook).
Excellent presentation and communication skills both verbal and written.
Strong relationship competencies to build/maintain productive relationships with key stakeholders and business unit partners.

What's in it for you?

Diversity, Equity, Inclusion & Allyship - We strive to create an inclusive culture where every employee is empowered to reach their fullest potential, respected for who they are, and are embraced through bias-free practices and inclusive values across Scotiabank. We embrace diversity and provide opportunities for all employee to learn, grow & participate through our various Employee Resource Groups (ERGs) that span across diverse gender identities, ethnicity, race, age, ability & veterans.
Accessibility and Workplace Accommodations - We value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. Scotiabank continues to locate, remove and prevent barriers so that we can build a diverse and inclusive environment while meeting accessibility requirements.
Upskilling through online courses, cross-functional development opportunities, and tuition assistance.
Competitive Rewards program including bonus, flexible vacation, personal, sick days and benefits will start on day one.
Community Engagement - no matter where you choose to work from; we offer opportunities for community engagement & belonging with our various programs such as hackathons, contests, Humans of Digital and much more!

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.

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More about this job

Responsibilities

The Senior Manager is responsible for the centralized tracking, coordination, and oversight of audit and regulatory findings across the business. They provide advice and support to issue owners while ensuring remediation plans are robust, sustainable, and completed within established timelines.

Requirements

Candidates must have a university degree and at least 5 years of experience in the financial services industry, specifically in risk management, audit, or project management. Strong analytical, organizational, and communication skills are required to manage complex regulatory and audit-related issues.

Skills

Risk management
Project management
Audit
Regulatory compliance
Issues management
Data analysis
Problem-solving
Time management
Communication skills
Presentation skills
Relationship management
Microsoft Office
Internal controls
AML
SOX
Strategic planning

Benefits

Diversity, Equity, Inclusion & Allyship
Employee Resource Groups
Accessibility and Workplace Accommodations
Upskilling
Tuition assistance
Competitive Rewards program
Bonus
Flexible vacation
Personal days
Sick days
Community engagement programs

Visa sponsorship

Not detected in the job text

Keywords

Risk Management
Audit
Regulatory Findings
Compliance
AML
SOX
RCSA
Scenario Analysis
Project Management
Internal Controls
Remediation
Stakeholder Management
Financial Services
Microsoft Office
Operational Risk
Issue Tracking
Governance
Reporting
Dashboards
Strategic Planning

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