Jobs in Canada

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Added 10 mins ago
TS
Community & Family Services Worker
The Salvation Army in Canada
Port Elgin, ON
- Part-time
…position also provides support to the Food Bank program and other programs provided by the Community and Family…
Added 10 mins ago
GE
Stage Bar Server
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Calgary, AB
- Full-time
Valid Alberta ProServe certification is required
Added 10 mins ago
GE
Bar Assistant - Stage Bar
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- Full-time
Valid Alberta ProServe certification required · Food Safety and WHMIS certification required or must be obtained within established organizational timelines
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MUST HAVE Alberta Server Pro Serve · Availability to work Thursday through Sunday night shifts is required
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GE
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Added 10 mins ago
Fund Accountant (12-Month Contract)
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Added 10 mins ago
MU
Admissions and Recruitment Events Supervisor
McGill University
Montreal, QC · McLennan Library
- Full-time
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Ecommerce Operations Manager (18-month temporary position)
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Working within the extended Marketing team and reporting to the Manager, Ecommerce, the Ecommerce Operations Manager leads the operational planning, governance and delivery of Air Canada…
Added 10 mins ago
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Supervisor, Laboratory Operations (Onsite- Burnaby, BC)
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Burnaby, BC
- $74,941 to $95,549 CAD / year
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Added 10 mins ago
Senior Product Manager, SIEM & Data
eSentire
Canada
eSentire is an AI-first, product-led company. Our Atlas Security Operations Platform brings AI-driven preempt, detection, investigation and response together with expert human oversight,…
Added 10 mins ago
Senior Product Manager, AI SOC
eSentire
Canada
eSentire is an AI-first, product-led company. Our Atlas Security Operations Platform uses AI to test, detect, investigate and respond to threats, with expert human oversight from our SOC…
Added 10 mins ago
C
Corporate General Manager
Chartwell
Mississauga, ON
- Full-time
To fill a vacancy in the General Manager’s role within a property on a short term basis. To provide a degree of stability to resident, staff and community.
Added 25 mins ago
RM
Manager - Diagnostic Imaging
Ross Memorial Hospital
Kawartha Lakes, ON · Lindsay, ON
- Full-time
As the Integrated Manager, you will oversee day-to-day operations of Diagnostic Imaging services at both Ross Memorial Hospital (RMH) and Haliburton Highlands Health Services (HHHS). Your…
Added 25 mins ago
Senior Retention & Growth Marketing Specialist
Zen Educate
Vancouver, BC
Location: Vancouver – Hybrid (3 days in office)
Added 25 mins ago
BizOps Manager
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Toronto, ON
The BizOps Manager is responsible for ensuring our customers are successful and continuously seeing value from exacare ai's solutions. You will own client relationships from the moment the…
Added 40 mins ago
KC
Manager, Human Resources – Mergers & Acquisitions
KPMG Canada
Toronto, ON
- Full-time
Human Resources Mergers & Acquisitions (HR M&A) sits within the broader Operations M&A team in Deal Advisory. The Operations M&A team focuses on all aspects of the Deal lifecycle advising…
Added 40 mins ago
EA
BizOps Manager
exacare ai
Toronto, ON
- Full-time
The BizOps Manager is responsible for ensuring our customers are successful and continuously seeing value from exacare's solutions. You will own client relationships from the moment the…
Added 40 mins ago
M(
Coordinator, Talent Strategy
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Toronto, ON · Scotiabank Arena
- Full-time
…internal departments to integrate talent-related initiatives into programs, appearances, sponsorships and other opportunities that further MLSE business…
Added 40 mins ago
Unit manager - multiple site
Purolator
Sherbrooke, QC
Responsible for communicating and implementing policy, procedure or programs.
Added 54 mins ago
UH
Technical Specialist
University Health Network
Toronto, ON
- Full-time
…support UHN's clinical, research, education, and enterprise operations. The role provides advanced technical expertise in data engineering, data integration, data transformation, data…
Added 54 mins ago
A
People & Culture Generalist
Arrow
Guelph, ON
- Full-time
Must possess strong human relations and communication skills, along with organizational planning and personal computer proficiency
Added 54 mins ago
EC
Profit Centre Manager
EMCO Corporation
Sudbury, ON · Greater Sudbury, Ontario
- Full-time
As a Profit Centre Manager, you will develop and lead all business operations at the Profit Centre. The Profit Centre Manager is accountable for growing the business while sustaining…
Added 55 mins ago
J
General Manager
JOONS
Brampton, ON
- Full-time
…extensive experience managing large, high-revenue restaurant…
Added 1 hour ago
EC
Profit Centre Manager
Emco Corporation: Plumbing, HVAC, Waterworks, Industrial, Irrigation, Fire Protection
Sudbury, ON · Greater Sudbury, ON
- Full-time
As a Profit Centre Manager, you will develop and lead all business operations at the Profit Centre. The Profit Centre Manager is accountable for growing the business while sustaining…
Added 1 hour ago
NC
Project Manager, Internal Initiatives
Nuvollo Corp.
Toronto, ON
- Full-time
Nuvollo is growing, and we are looking for an organized, driven Project Manager, Internal Initiatives to help move strategic projects forward across our North American MSP and technology…

Associate Vice President, TD Investment Services (TDIS) Compliance

Toronto, ON, Canada

Full-time

Apply on td.wd3.myworkdayjobs.com About employer

Applications open in a new tab.

Job details

Job type: Full-time
Experience: 10+ years of progressive leadership experience in compliance, legal, regulatory, or risk management within financial services.
Posting language: English
Posted: Oct 26, 2026

Original job description

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Compliance

Pay Details:

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

The AVP and Chief Compliance Officer of TDIS will lead Canadian Banking Compliance and conduct risk programs while providing independent oversight, regulatory guidance and effective challenge across the business. The AVP and CCO owns assigned compliance strategy and execution, risk assessment priorities, material issue escalation, assigned policy approvals or recommendations, and TDIS Board reporting. They influence material business decisions, new activities, regulatory relationships, remediation strategy, risk acceptance and corrective-action priorities, working with business leaders, Legal, Risk Management, Human Resources, regulatory affairs, Audit and other corporate functions.

Depth and Scope:

Lead and maintain the Canadian Banking Compliance and conduct risk programs for consumer legislation, branch banking and TDIS in alignment with the Global Compliance Operating Framework (GCOF).
Assess the adequacy, adherence and effectiveness of day-to-day RCM controls using independent monitoring, testing and other risk indicators.
Provide trusted, independent and objective guidance and effective challenge to first-line businesses on regulatory compliance and conduct risk.
Oversee branch reviews, trade surveillance, Approved Person registrations and other monitoring, testing and oversight activities; identify, escalate and oversee resolution of compliance issues.
Lead regulatory change management, including environmental scanning, interpretation, impact assessment, communications, training and implementation support.
As CCO of TDIS, assess compliance by TDIS and its Approved Persons with applicable self-regulatory requirements and securities legislation.
Report urgent matters to the TDIS Ultimate Designated Person and report quarterly to the TDIS Board on monitoring and testing results, regulatory change, issues and events.
Represent Compliance at the TDIS Controls & Governance Committee and maintain constructive relationships with regulators, industry peers and key dealer stakeholders.
Review material new products, services, processes and dealer initiatives and provide practical regulatory guidance through committees and working groups.
Build for the future by hiring, developing, coaching and retaining a high-performing, diverse Compliance team.
As a member of the Compliance Leadership Team, contribute to Compliance strategy, culture, talent and enterprise priorities.

Education and Experience:

University degree required; Law degree preferred.
10+ years of progressive leadership experience in compliance, legal, regulatory, or risk management within financial services.
Strong knowledge of securities regulation, mutual fund dealer operations, and CIRO requirements.
Eligible to serve as Chief Compliance Officer and meet applicable regulatory proficiency requirements.
Proven track record leading compliance programs and advising senior executives and boards on regulatory risk and governance.
Deep consumer protection, securities, regulatory and operational knowledge.
Ability to assess compliance risk, prioritize issues and exercise sound judgement in ambiguity.
Strong control and risk management mindset with forward-looking judgement.
Executive communication, negotiation and stakeholder management skills.
Ability to challenge constructively while providing practical, value-added guidance.
Demonstrated people leadership and talent development.

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):

Sans Objet

Apply on td.wd3.myworkdayjobs.com About employer

More about this job

Responsibilities

Lead Canadian Banking Compliance and conduct risk programs, providing independent oversight, regulatory guidance, and effective challenge to business teams. Oversee compliance monitoring, testing, regulatory change, issue remediation, TDIS Board reporting, and the development of a high-performing Compliance team.

Requirements

A university degree is required, with a law degree preferred, along with 10 or more years of progressive leadership experience in compliance, legal, regulatory, or risk management within financial services. Candidates need strong securities, mutual fund dealer, CIRO, consumer protection, and operational knowledge, eligibility to serve as a Chief Compliance Officer, and demonstrated executive advisory, judgment, communication, and people leadership skills.

Skills

Compliance Program Leadership
Securities Regulation
Mutual Fund Dealer Operations
CIRO Requirements
Regulatory Change Management
Risk Assessment
Compliance Monitoring and Testing
Conduct Risk Management
Consumer Protection
Regulatory Guidance
Issue Escalation and Remediation
Board Reporting
Executive Communication
Stakeholder Management
People Leadership and Talent Development
Sound Judgment

Benefits

Health and Well-Being Benefits
Savings and Retirement Programs
Paid Time Off
Banking Benefits and Discounts
Career Development
Reward and Recognition Programs

Visa sponsorship

Not detected in the job text

Keywords

Canadian Banking Compliance
TD Investment Services
Conduct Risk
Global Compliance Operating Framework
Independent Monitoring
Compliance Testing
Branch Reviews
Trade Surveillance
Approved Person Registrations
Regulatory Change Management
Securities Legislation
CIRO Requirements
Mutual Fund Dealer Operations
Consumer Protection
Risk Assessment
Issue Escalation
Remediation Strategy
Regulatory Relationships
New Product Review
Controls and Governance Committee
Board Reporting
Chief Compliance Officer
Compliance Leadership
Talent Development

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Work requirements

Jobs in Canada