Compliance Analyst ( Asset Management)
- Toronto, ON, Canada
Contract
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Job details
- Job type
- Contract
- Apply by
- Experience
- 1. 7+ years experience working on projects involving implementation of new processes that involve organizational change
- Posting language
- English
- Posted
Original job description
TekStaff's Client has a current vacancy for a Compliance Analyst ( Asset Management)
This is a 12 month contract located in Toronto, ON/ Hybrid (4 days/ week)
Candidate Requirements/Must Have Skills:
- 7+ years experience working on projects involving implementation of new processes that involve organizational change
- Excellent knowledge and working experience interpretating regulatory obligations, controls, and associated records (e.g., CIRO, OSC, etc.)
- Good working knowledge of Microsoft Excel, PowerPoint, and Word
Nice-To-Have Skills:
- Experience in the records and information management field an asset
- Previous client bank experience
TekStaff may use artificial intelligence (AI) tools as part of the applicant screening process. However, applications will also be reviewed by a member of our Recruitment team to ensure a fair and thorough assessment.
More about this job
Responsibilities
Implement new processes involving organizational change and interpret regulatory obligations, controls, and associated records. Support compliance activities in the asset management sector.
Requirements
Requires at least seven years of experience on projects implementing new processes involving organizational change, along with strong knowledge of regulatory obligations, controls, and related records. Working knowledge of Excel, PowerPoint, and Word is required; records and information management experience and prior bank experience are assets.
Skills
- Regulatory Compliance
- Regulatory Obligations
- Controls
- Records Management
- Organizational Change
- Process Implementation
- Microsoft Excel
- Microsoft PowerPoint
- Microsoft Word
- CIRO Regulations
- OSC Regulations
Visa sponsorship
Not detected in the job text
Categories
- Finance & Accounting
- Legal
- Management & Leadership
Keywords
- Asset Management
- Compliance Analyst
- Regulatory Compliance
- Regulatory Obligations
- Controls
- Associated Records
- CIRO
- OSC
- Organizational Change
- Process Implementation
- Records Management
- Information Management
- Microsoft Excel
- Microsoft PowerPoint
- Microsoft Word
- Financial Services
- Banking
- Contract
- Hybrid Work