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Added 1 hour ago
A
Associate Portfolio Manager, Global Fundamental
AIMCo
Calgary, AB
- Full-time
Promote a culture of continuous learning and improvement, innovation, and high performance.
Added 1 hour ago
B
Senior Sales Manager
BoomerangFX
ON · Ontario, Canada
- Full-time
Lead, inspire, and mentor the sales team, fostering a culture of excellence and continuous improvement.
Added 1 hour ago
CW
Account Representative / Account Manager / Project Manager
City Wide Facility Solutions
Burnaby, BC
- $55,000 to $80,000 CAD / year
- Full-time
Must have a proactive approach, be innovative, and strive for continuous process improvement
Added 1 hour ago
SM
Manager, Finance, Performance & Analytics
Stevenson Memorial Hospital
Alliston, ON
- Full-time
Promote continuous improvement in reporting, analytics, and performance measurement.
Added 2 hours ago
CC
Senior Product Manager RQ11741 (CANADA) - Onsite
Computer Consultants International, Inc.
Toronto, ON
- Contract
Experience leading complex digital products through discovery, delivery, launch, and continuous improvement.
Added 2 hours ago
T
DevOps Engineer
TD
Toronto, ON
- Full-time
Identify and implement opportunities for automation and continuous improvement
Added 2 hours ago
Sr Advr, Bus Cont & Emerg Pln
Hydro One Networks Inc
To Be Determined, ON
Continuous Improvement: Regularly review and update emergency management and business continuity plans based on lessons learned from drills and actual incidents
Added 2 hours ago
Senior Manager Real Estate, Project Delivery
Hydro One Networks Inc
Markham, ON
…materials for senior management and Hydro One Board of Directors, continuous improvement initiatives,…
Added 2 hours ago
Customer Data and Report Analyst
Hydro One Networks Inc
Markham, ON
Assist in the development and continuous improvement of business processes to meet ongoing and future business needs. Provide recommendations to key stakeholders regarding process and…
Added 3 hours ago
T
DevOps Engineer
TD
Toronto, ON
- Full-time
Identify and implement opportunities for automation and continuous improvement
Added 3 hours ago
R|
Clinical Research Manager
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
…governmental guidelines and regulations, the Clinical Trial Project Manager is responsible for the operational management of multicentre clinical research studies. The Project Manager…
Added 4 hours ago
MT
Dispatcher
MAJCO TRUCKING
Beeton, ON
- Full-time
Support continuous improvement initiatives related to dispatch procedures, safety, and service quality.
Added 4 hours ago
TS
Customer Service Specialist
TCL Supply Chain (Supply Chain)
Acheson, AB
- Temporary
Champion Continuous Improvement Process initiatives across customer sites
Added 5 hours ago
BC
Manager, After Hours Operations
Brant Community Healthcare System
Brantford, ON
- Full-time
The Manager, After Hours Operations acts as a resource to patients, families, physicians, and employees of BCHS by providing consultation in situations where advanced expertise is required.…
Added 6 hours ago
Sanitation Associate - Royal Canin (Guelph, ON) $3,000 Sign-On Bonus
Mars
Guelph, ON · RGU-Royal Canin, Guelph, Canada
Added 6 hours ago
RM
Manager - Diagnostic Imaging
Ross Memorial Hospital
Kawartha Lakes, ON · Lindsay, ON
- Full-time
Lead departmental initiatives focused on continuous quality improvement, patient experience, service innovation, operational efficiency, and system integration.
Added 7 hours ago
HC
Manager, Operations & Technology
Hotels Canada
Ottawa, ON
- Full-time
Manage and support the continuous improvement of HC's technology ecosystem.
Added 7 hours ago
TT
Manufacturing Operations Manager
Tallman Technologies Inc.
Burlington, ON
- Full-time
This is a hands-on manufacturing leadership role for someone who understands the complexities of production planning, resource allocation, inventory management and continuous improvement.
Added 7 hours ago
I
Manager, Product Manufacturing
Inertia
Toronto, ON
- Full-time
Use and strengthen Inertia’s Quality Management System and project management practices, and lead continuous improvement in how we take products to production.
Added 7 hours ago
I
Product Development Engineer / Design Engineer – Mechanical
Inertia
Toronto, ON
- Full-time
identify and implement continuous improvement opportunities.
Added 7 hours ago
I
Product Development / Design Engineer – Mechatronics
Inertia
Toronto, ON
- Full-time
identify and implement continuous improvement
Added 7 hours ago
I
Product Development Team Lead
Inertia
Toronto, ON
- Full-time
Identify and implement continuous improvement opportunities.
Added 7 hours ago
Quality Assurance - Quality Assurance Manager
Recruitment Team
Winnipeg, MB
A collaborative culture that values expertise, accountability and continuous improvement.
Added 7 hours ago
CC
Treasury Manager - Corporate
Compass Canada
London, ON
- Full-time
Compass Group Canada is looking for a Corporate Treasury Manager to lead the day-to-day delivery, control and continuous improvement of corporate treasury operations. This role is ideal for…
Added 7 hours ago
TW
Wealth Compliance Officer
Thrive Wealth Management
Regina, SK
- Full-time
…and help foster a culture of accountability, integrity, and continuous improvement across Thrive Wealth Management and Conexus Credit…

Thrive Wealth Management

Wealth Compliance Officer

Regina, SK, S7K 0Z1, Canada

$63,970 - $79,962 with 10% Short Term Incentive Target · Full-time

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Job details

Pay: $63,970 - $79,962 with 10% Short Term Incentive Target
Job type: Full-time
Posting language: English
Posted: Oct 8, 2026

Original job description

At Thrive Wealth Management, we help clients strengthen their financial security and turn their wealth goals into reality. Our vision is to be the premier wealth management partner in every market we serve, providing personalized solutions for every stage of life – delivered by passionate professionals committed to earning trust with our clients and making a meaningful impact in their lives.

Thrive Wealth Management is a wealth management subsidiary of Conexus Credit Union serving members of credit unions and their communities. Financial advice and planning are core to what we provide for clients, including investment advice, retirement savings, income planning, estate, and protection advice.

We share the values that our credit union partners demonstrate, while providing the professionalism and knowledge that is vital for investment management. We conduct ourselves with integrity in everything we do, we show respect for every individual who comes through our doors, and we inspire and promote an environment of accountability. Learn more about our diverse team across Saskatchewan.

We acknowledge that our Thrive offices and facilities are located on Treaty 2, 4, 5, 6, 8 and 10 lands. These are the traditional lands of the Cree, Dakota, Dene, Lakota, Nakota and Saulteaux peoples, as well as the homeland of the Métis.

The bigger picture:

We're looking for a collaborative and detail-oriented individual to come on board as our Wealth Compliance Officer at Thrive Wealth Management and Aviso Wealth, for a temporary term, up to 15 months. In this role, you'll play an important part in protecting our members, advisors, and organization by providing mutual fund compliance supervision, guidance, and support. You'll work closely with an experienced team of advisors to ensure regulatory and Aviso Wealth dealer requirements are met, strengthen compliance practices, and help foster a culture of accountability, integrity, and continuous improvement across Thrive Wealth Management and Conexus Credit Union.

How you’ll spend your time:

Providing developmental and technical support to strengthen mutual fund registered advisors’ compliance knowledge, routines, and best practices.
Reviewing and evidencing approval for new accounts, trades, KYC updates, and account changes.
Ensuring sales and service activities meet compliance regulations to mitigate risk for the client, advisor, and the Credit Union.
Collaborating with the team and proactively identifying and recommending areas of efficiency aligned to policy and procedure.
Delivering organization-wide consistency when adopting process changes.

The way people describe you:

You're a detail-oriented and trusted partner who balances strong compliance knowledge with a practical, people-focused approach. You build authentic relationships, communicate clearly, and enjoy supporting others through coaching, guidance, and collaboration. Known for your critical thinking, curiosity, and strong sense of accountability, you proactively identify risks, solve problems, and continuously look for ways to improve processes and outcomes. Most importantly, you bring integrity, a growth mindset, and a commitment to delivering exceptional experiences for both advisors and members.

The experience you bring:

2+ years’ experience working in the wealth or financial industry; mutual fund compliance experience is preferred
Mutual Fund registration (CSC or IFIC)
Branch Compliance Manager/ Officer Course (consideration will be given to those with the ability to obtain course ASAP)
Extensive industry knowledge and understanding of compliance requirements
Exceptional attention to detail
Commitment to continuous learning and development

Salary Range:

$63,970 - $79,962 with 10% Short Term Incentive Target

Various Thrive locations will be considered, however not all locations may be able to accommodate this role.

Benefits and Perks

The success of our clients relies heavily on the performance and accomplishments of our employees. That’s why we prioritize offering our team a variety of perks and benefits designed to support their success and well-being both at work and in their personal lives. Some of these additional benefits include, but are not limited to:

Generous vacation benefits with additional paid time off, giving you time to spend on what’s most important to you.
Competitive benefit package options, covering all aspects of personal wellness.
Pension matching to support you towards retirement.
Preferred rates for all your banking needs, helping to make life more affordable.

We are excited to welcome candidates who bring a blend of academic, professional, and volunteer experience that sets them apart. Research shows that many applicants only apply if they meet every qualification of the role. However, we encourage you to consider the roles that most closely align with your skillset and experience. We truly value diverse backgrounds and experiences, as we are dedicated to creating inclusive and diverse workplaces. This opportunity closes on October 22, 2026, so apply now! If you have questions about this position, please contact Aubrie Houk at jobs@conexus.ca.

Mutual funds and other securities are offered through Aviso Wealth, a division of Aviso Financial Inc.

^#DNP

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More about this job

Responsibilities

The Wealth Compliance Officer will provide mutual fund compliance supervision, guidance, and support to advisors while ensuring regulatory requirements are met. They will also review account activities and collaborate with the team to foster a culture of accountability and continuous process improvement.

Requirements

Candidates must have at least 2 years of experience in the wealth or financial industry, with a preference for mutual fund compliance experience. Required certifications include Mutual Fund registration (CSC or IFIC) and the Branch Compliance Manager/Officer Course.

Skills

Mutual fund compliance
Regulatory compliance
Risk mitigation
Account supervision
KYC updates
Trade approval
Critical thinking
Coaching
Communication
Attention to detail
Process improvement
Financial industry knowledge

Benefits

Vacation benefits
Paid time off
Competitive benefit package
Pension matching
Preferred banking rates

Visa sponsorship

Not detected in the job text

Hiring contact

Aubrie Houk

Keywords

Wealth Management
Compliance
Mutual Funds
Regulatory Requirements
Aviso Wealth
Credit Union
Risk Management
KYC
Account Supervision
CSC
IFIC
Branch Compliance Manager
Financial Advice
Investment Management
Integrity
Accountability
Process Improvement
Financial Security

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