Senior Specialist, TSX Listings
- Vancouver, BC, Canada
- Greater Vancouver Metropolitan Area, Canada
$85,000 to $95,000 CAD / year · Full-time
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Job details
- Pay
- $85,000 to $95,000 CAD / year
- Job type
- Full-time
- Apply by
- Experience
- Experience the movement of the market while grounded in the stability of close to 200 years of success.
- Posting language
- English
- Posted
Original job description
The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally, traversing industries and geographies, moving opportunity into action, advancing global economic growth, and propelling progress. Through a rich exchange of ideas, meaningful collaboration, and a nimble operating model, we're powering some of the nation's most critical systems, fueling capital formation and innovation, bringing increased opportunity to business visionaries, product ingenuity to consumers, and career exploration to our team.
Ready to be part of the action?
Senior Specialist, TSX Listings
Join our listings team in a pivotal role supporting continuous capital formation and market integrity across Canadian capital markets. As a Senior Specialist, TSX Listings, you will oversee critical transaction workflows, liaise directly with corporate issuers and their legal advisors, and maintain the operational excellence required by a leading global stock exchange.
Hybrid (2 - 3 days in the office/week) - based in Vancouver, BC.
Key Accountabilities
- Data Management & Systems Integrity: Maintain internal filing systems and databases, ensuring accurate and prompt data entry for all continuous disclosure, corporate changes, and transaction records.
- Transaction Documentation & Review: Draft, analyze, and review regulatory correspondence, official bulletins, and related materials pertaining to active market transactions.
- Regulatory Compliance & Screening: Process electronic Personal Information Forms (PIFs) diligently in strict alignment with established exchange policies and corporate governance standards.
- Information & Archival Governance: Oversee the integrity and organization of the department's archive systems to guarantee rapid retrieval and compliance with audit requirements.
- Management & Workflow Support: Provide high-level operational and administrative assistance to Senior Managers, enabling smooth transactional oversight across the team.
- Issuer Relations & Policy Guidance: Act as a key point of contact for listed issuers and advisors, proactively communicating filing requirements, continuous disclosure mandates, and applicable TSX listing policies via written and verbal channels.
- Operational Continuity: Provide comprehensive operational back-up coverage for other Senior Specialists during absences and high-volume cycles.
- Post-secondary degree in Finance, Business Administration, or equivalent practical experience.
- Demonstrated professional exposure to capital markets and the securities industry.
- Exceptional verbal and written communication skills with the ability to articulate regulatory standards clearly and professionally.
- Sharp analytical capabilities with a track record of disciplined execution in high-stakes environments.
- Proven ability to exercise sound independent judgment, solve problems proactively, and work self-sufficiently.
- Demonstrated client relationship experience delivering professional, high-standard service to corporate stakeholders.
- Collaborative approach with a strong team-first mindset and proactive initiative.
- Advanced proficiency in the Microsoft Office suite (Excel, Word, Outlook, PowerPoint) and standard enterprise database management software.
- Meticulous attention to detail and proven organizational skills to prioritize complex, time-sensitive demands.
- Completion of the Canadian Securities Course (CSC) or direct familiarity with stock exchange listing requirements, corporate finance, or continuous disclosure frameworks.
- Prior experience as a Paralegal or Corporate Legal Assistant within the securities, corporate finance, or regulatory law practice areas.
In the market for…
Excitement - Explore emerging technology and innovation, as well as ventures and digital finance that shape the future of global markets! Experience the movement of the market while grounded in the stability of close to 200 years of success.
Connection - With site hubs in some of the world’s most multicultural cities, we leverage our size and structure to create rich connections and belonging while experiencing powerful global impact through our work.
Impact - More than a platform, we use our talents to power mission-critical systems that drive global economic advancement, innovation, and growth. As well, our employee-led Team Impact spreads social good via our giving strategy.
Wellness - From empathetic leadership to a culture of flexibility and balance, we believe wellness at work creates the maximum yield and a stronger “we”. Plus, with a cloud-first and hybrid workstyle, as well as generous time-off and leaves, we support a life well lived!
Growth - From a growth mindset in our work, to expansion in our business, TMX is home to action-takers energized by the achievement of ambitious growth.
Ready to enrich your career with impactful work, leaders who truly care, and the flexibility and programs to help you thrive as part of #TeamTMX ? Apply now.
Please note that our company is not currently sponsoring work permit applications and the applicant must be authorized to work in the country where this position is located.
TMX is committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide accommodations for applicants and employees who require it.
More about this job
Responsibilities
Maintain listing records, databases, and archives; review and prepare transaction-related regulatory correspondence and bulletins; and process Personal Information Forms in accordance with exchange policies. Support senior managers, provide operational coverage, and advise issuers and their legal advisors on filing requirements, continuous disclosure, and TSX listing policies.
Requirements
A post-secondary degree in Finance, Business Administration, or equivalent practical experience is required, along with professional exposure to capital markets and the securities industry. Candidates should have strong communication, analytical, organizational, and client-service skills, sound independent judgment, and advanced Microsoft Office and database proficiency; the Canadian Securities Course and securities-related legal support experience are preferred.
Skills
- Capital Markets
- Securities Industry
- Regulatory Compliance
- Transaction Documentation
- Data Management
- Database Management
- Microsoft Office
- Analytical Skills
- Written Communication
- Verbal Communication
- Independent Judgment
- Problem-Solving
- Attention to Detail
- Organization
- Workflow Management
Benefits
- Flexible Workstyle
- Generous Time Off
- Leaves
- Wellness Support
Visa sponsorship
Not detected in the job text
Categories
- Finance & Accounting
- Legal
- Administrative
Keywords
- Toronto Stock Exchange
- TSX Listings
- Capital Markets
- Securities Industry
- Continuous Disclosure
- Corporate Issuers
- Listing Requirements
- Regulatory Compliance
- Corporate Governance
- Transaction Workflows
- Transaction Documentation
- Regulatory Correspondence
- Official Bulletins
- Personal Information Forms
- Filing Systems
- Database Management
- Archive Systems
- Audit Requirements
- Issuer Relations
- Corporate Finance
- Canadian Securities Course
- Microsoft Excel
- Microsoft Word
- Microsoft Outlook
- Microsoft PowerPoint
- Paralegal
- Corporate Legal Assistant