Jobs in Canada

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Added 12 mins ago
GL
Receptionist
Goodmans LLP
Toronto, ON
- Full-time
We are seeking a full-time Receptionist to join our Client Services team. Reporting to the Team Leader, Client Services, you will play a key role as the first point of contact for clients,…
Added 12 mins ago
O
Global Paid Search Marketing Manager
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- $114,000 to $157,300 CAD / year
- Full-time
Okta is seeking a highly analytical and forward-thinking Global Paid Search Marketing Manager with exceptional Martech integration skills to join our Global Digital Acquisition Team.
Added 12 mins ago
OP
Project Leader
Ontario Power Generation
Pickering, ON
- Full-time
…compensation package. The total compensation package for regular full-time management roles includes pay-for-performance programs for annual and medium time periods. Maintaining a…
Added 12 mins ago
H
Assessor Coordinator Degree
HealthCareersInSask.ca
Melfort, SK
- Full-time
Job Description: Reporting to the Manager, the incumbent is responsible for the screening and coordination of initial service requests for all programs within Mental Health and Addictions…
Added 13 mins ago
E
Sr Advisor Asset Performance
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- Full-time
Support project and program delivery activities, including planning, governance, reporting, risk tracking, issue management, workshop facilitation, and implementation coordination
Added 13 mins ago
SS
Office Manager
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- Full-time
…community, and caring to life. In this capacity, the Office Manager plays a crucial role of the day-to-day administrative functions and processes at a Long Term Community or Retirement…
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VC
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Added 13 mins ago
Coordinator, Academic Collaborations and Pathways
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Waterloo, ON
In addition, the incumbent will be required to work at the Brantford campus as directed by their manager, typically 2 days per week
Added 13 mins ago
Outreach, Engagement & Events Coordinator (Term)
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Mississauga, ON
…Recruitment & Admissions team, and under the general guidance of the Manager, Recruitment & Outreach, the incumbent works across multiple functions to support initiatives that connect…
Added 28 mins ago
ML
Project Engineer
Maple Leaf Foods Inc.
Mississauga, ON
- $71,000 to $103,000 CAD / year
- Full-time
The above compensation reflects the target compensation for the position at the time of posting. The base salary offered may vary based on a variety of factors including skills, experience,…
Added 28 mins ago
CO
Water Consultant
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Saskatoon, SK
- $60,000 to $100,000 CAD / year
- Full-time
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Added 28 mins ago
UH
Administrative Assistant II - Medical, Arthritis Program Low Back
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Toronto, ON
- Full-time
…and patient care. UHN has the largest hospital-based research program in Canada, with major research in neurosciences, cardiology, transplantation, oncology, surgical innovation, infectious…
Added 28 mins ago
UH
Project Manager - FM-PRO Redevelopment
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Toronto, ON
- Full-time
…and patient care. UHN has the largest hospital-based research program in Canada, with major research in neurosciences, cardiology, transplantation, oncology, surgical innovation, infectious…
Added 28 mins ago
KC
Financial Services Advisor
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New Hamburg, ON
- Full-time
We are currently recruiting to fill a full-time permanent vacancy in our New Hamburg location.
Added 28 mins ago
A
Colleague Concierge
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Ability required to work on holidays, weekends, overnights, and other non-day shifts
Added 28 mins ago
HN
Manager, Community Programs
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St. Catharines, ON
- $65,348 to $79,199 CAD / year
- Full-time
The Manager, Community Programs provides leadership and day-to-day management for Hospice Niagara's community-based psychosocial, grief and bereavement, navigation, wellness and outreach…
Added 28 mins ago
NF
Home Manager - NH Calgary
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Canada
- Full-time
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Added 28 mins ago
NC
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Added 28 mins ago
MD
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Added 28 mins ago
RO
Virtual Design and Construction (VDC) Mechanical Designer Co-op
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…Kitchener, Ontario and reports directly to the Mechanical Division Manager. This is a four (4) month co-op opportunity for the winter semester (January 2027-April 2027), but could be longer…
Added 28 mins ago
FN
Security Operations Analyst, Information Security
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Toronto, ON · East York, ON
- Full-time
Reporting to the Manager, Information Security and working closely with our Infrastructure team, the Senior Security Operations Analyst role is to ensure the operation of in-house security…
Added 28 mins ago
D
Senior Manager, Data and Analytics - Risk and Regulatory
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- Full-time
…intelligence and machinelearning. For this role, we are seeking Manager level team members who will help deliver on our ambitious plansto grow our practice by providing leadership and…
Added 28 mins ago
D
Manager, Data and Technology - Data Engineer
Deloitte
Toronto, ON
- Full-time
…intelligence and machinelearning. For this role, we are seeking Manager level team members who will help deliver on our ambitious plansto grow our practice by providing leadership and…
Added 28 mins ago
AG
Artistic Director & Curator
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POSITION TYPE: Full-time, 5 days a week, typical workweek Monday to Friday with some evenings and weekends mandatory.

UBS

Business Aligned Compliance Officer Investment Bank, Canada

Toronto, ON, Canada

$95,000 to $115,000 CAD / day · Full-time

Apply on LinkedIn About employer

Applications open in a new tab.

Job details

Pay: $95,000 to $115,000 CAD / day
Job type: Full-time
Apply by: Dec 3, 2026
Experience: ideally 5+ years’ experience in Institutional compliance, legal or, risk control
Posting language: English
Posted: Nov 3, 2026

Original job description

Job Type

Full Time

Job Reference #

343800BR

City

Toronto

Key Responsibilities

Are you interested in developing and driving solutions that advance UBS’s strategic objectives? Do you execute with excellence? Are you entrepreneurial, proactive, and forward looking?

As a Business Aligned Compliance officer, you will support the Compliance function for UBS Securities Canada Inc. and perform the following:

partner with legal counsel to ensure that policies, guidelines, standards and Compliance monitoring and testing procedures and business procedures are consistent with local regulatory requirements and interpretations of laws, regulations, rules or any other related industry regulatory standards or guidelines
liaise with senior management as well as functional leaders in compliance, legal, risk, and IT to provide subject-matter expertise on existing, new, or updated laws, rules, and regulations as well as effective challenge, guidance, and advice
participate in relevant Committees as well as various other global, regional, and cross-product committees
draft and publish policies and procedures and maintain a local compliance training program
conduct daily and periodic trading activities review, including exception monitoring and trade surveillance alerts
identify, investigate and escalate potential regulatory breaches and/or issues

Assist with regulatory compliance exams and interacting with provincial and federal regulators, including regulatory filings as applicable.

provide strategic direction and oversight to the IB / stakeholders in relation to IB CORC deliverables and initiatives (taking into account applicable : (i) legislation, (ii) rules and guidance, (iii) industry best practice).

The team

Our team sits within the Global Compliance and Operational Risk (GCORC) which aims to build trust, help safeguard our business, and strive for new ways to proactively identify and control existing and emerging risks in a rapidly changing and increasingly digital world. The Investment Bank Divisional Compliance and Operational Risk (CORC) team helps accomplishes this by providing independent oversight, challenge and control over the non-financial risks arising from UBS’s business activities across multiple levels to ensure compliance, conduct and operational risks are understood, owned, and managed to the Firm's risk appetite. As part of the second line of defense, Canada Compliance identifies and assesses compliance, regulatory and reputational risk by providing independent oversight and challenge of risks, and establishing independent frameworks for risk assessment, measurement, aggregation, and reporting, protecting against non-compliance with applicable laws and regulations.

You will be a member of the team for our local IB business and the location is the UBS Toronto office.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients

Your Skills And Experience

Your expertise :

ideally 5+ years’ experience in Institutional compliance, legal or, risk control
experience dealing with local regulators including: The Canadian Investment Regulatory Organization (“CIRO”), and the Ontario Securities Commission “(“OSC”).
have a strong knowledge of Canadian securities laws and regulations, including the CIRO rules, Universal Market Integrity Rules ("UMIR”) and other applicable Canadian securities acts, regulations and rules
drive change, shape regulation, and uphold industry standards
synthesize information from multiple sources and collaborate to strengthen the risk control environment
leveraging data analytics and technological capabilities
able to adapt to a changing regulatory landscape

About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

The indicative gross base salary range as a full-time equivalent role:

Canada - Ontario min CAD 95000 - max CAD 115000

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

UBS Canada is committed to providing equal employment opportunity to all applicants and employees. This applies to everything we do – hire, evaluate, promote, compensate, train and terminate. UBS Canada will reasonably accommodate applicants with disabilities who need adjustments to participate in the application, assessment or interview process. To initiate a request for an accommodation contact HR Employee Advisory by email sh-hr-asc-ame@ubs.com or phone +1 855-827-6947, option 2, option 5, option 1.

Apply on LinkedIn About employer

More about this job

Responsibilities

Provide independent compliance oversight and advice to UBS Securities Canada Inc.’s Investment Bank, ensuring policies, procedures, monitoring, and business practices align with Canadian regulatory requirements. Review trading activity, investigate and escalate potential breaches, support regulatory exams and filings, and guide stakeholders on compliance initiatives and emerging regulations.

Requirements

The role ideally requires at least five years of institutional compliance, legal, or risk-control experience involving Canadian regulators such as CIRO and the Ontario Securities Commission. Candidates should have strong knowledge of Canadian securities laws, including CIRO rules and UMIR, and be able to collaborate, adapt to regulatory change, and use data analytics and technology to strengthen controls.

Skills

Institutional Compliance
Canadian Securities Laws
CIRO Rules
Universal Market Integrity Rules
Regulatory Compliance
Regulatory Monitoring
Trade Surveillance
Compliance Testing
Risk Assessment
Regulatory Exams
Regulatory Filings
Policy Development
Compliance Training
Stakeholder Collaboration
Data Analytics
Change Management

Visa sponsorship

Not detected in the job text

Keywords

Institutional Compliance
Investment Banking
Canadian Securities Laws
CIRO
Ontario Securities Commission
Universal Market Integrity Rules
Regulatory Compliance
Compliance Monitoring
Compliance Testing
Trade Surveillance
Exception Monitoring
Regulatory Breaches
Regulatory Exams
Regulatory Filings
Compliance Policies
Compliance Procedures
Compliance Training
Risk Control
Operational Risk
Conduct Risk
Regulatory Risk
Reputational Risk
Second Line Of Defense
Data Analytics
Technology
Stakeholder Management
Regulatory Change
Legal Counsel
Investment Bank CORC

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Work requirements

Jobs in Canada