Jobs in Canada

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Added 16 mins ago
T
Senior Azure DevOps Engineer
Teqfocus
Toronto, ON
- Contract
We are looking for an experienced Senior Azure DevOps & Infrastructure Engineer with strong expertise in CI/CD pipeline development, Microsoft Azure cloud infrastructure, Infrastructure as…
Added 16 mins ago
BC
Senior Manager, Technology - Banking Cloud Solutions Leader
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Toronto, ON
- Full-time
Strong executive presence and the ability to communicate credibly with both senior executives and technical teams
Added 16 mins ago
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Senior Full Stack AI Developer
Teqfocus
Toronto, ON
- Contract
We are looking for an experienced Senior Full Stack AI Developer with strong expertise in Python, modern full stack development, and Artificial Intelligence (AI) to join our team in Toronto.
Added 16 mins ago
Canada IB Chief Compliance and AML Officer
UBS
Toronto, ON
liaise with senior management as well as functional leaders in compliance, legal, risk, and IT to provide subject-matter expertise on existing, new, or updated laws, rules, and regulations…
Added 45 mins ago
AA
Responsable senior de projets numériques et IA / Senior Digital & AI Project Leader
Airbus Aircraft
Mirabel, QC
- Full-time
Added 1 hour ago
Associate Project Manager
Instem
Canada
Determine project scope, budgets, risks and timelines with guidance from (Senior) Project Managers and PMO Leadership
Added 1 hour ago
S
Commercial Lead
SYSTRA
Toronto, ON
- Full-time
We are looking for a Senior Commercial Manager for the GoExpansion project as part of the MCS Delivery Partner Consortium.
Added 1 hour ago
GL
Senior Financial Analyst, Commercial
Glass Lewis & Co
Toronto, ON
- $95,000 to $110,000 CAD / year
We are seeking a highly analytical and business-oriented Senior Commercial Financial Analyst to support strategic decision-making across our Go-To-Market (GTM) organization. This role will…
Added 2 hours ago
A
Senior Software Developer
Autodesk
Toronto, ON
- Full-time
Added 2 hours ago
HT
Director, Global Marketing & Sales Enablement
Husky Technologies
Bolton, ON
- Full-time
Lead the development of executive-level content and strategic narratives for Top-to-Top (T2T) customer meetings, supporting senior leadership and strategic account engagement.
Added 2 hours ago
Cloud Solutions Architect
Appnovation Technologies
Montreal, QC
Expérience senior en architecture cloud sur AWS, certification recommandée (ex. : Solutions Architect Professional).
Added 2 hours ago
J
Sr Regulatory CMC Consultant - Small Molecule & Veeva RIM Must Have
Jobgether
Canada
- Full-time
Our partner is looking for a Sr Regulatory CMC Consultant - Small Molecule & Veeva RIM Must Have based in Canada
Added 2 hours ago
A
Senior Technical Account Manager
Airwallex
Toronto, ON
- Full-time
Added 2 hours ago
GC
Ingénieur(e) sénior SDET / Senior Software Development Engineer in Test
Game Companies
Montreal, QC
- Full-time
Ingénieur(e) senior en développement logiciel de tests (SDET)
Added 2 hours ago
NB
Senior Data Scientist
National Bank of Canada
Montreal, QC
- Full-time
to the Senior Director of Credit Risk Models. Our team stands out for its
Added 2 hours ago
Senior Regional Marketing Manager, North America (Hybrid)
Nitro
Toronto, ON
The Senior Regional Marketing Manager, North America leads Nitro's marketing in its largest region, turning global campaigns into pipeline and revenue for the US and Canadian sales teams.…
Added 3 hours ago
O8
Director, Educational Development
Oxygen 8 Recruitment
Canada
- Full-time
…that business and help take it further. Working closely with senior group leadership, you will drive new business and grow client relationships across the pharmaceutical sector in…
Added 4 hours ago
IC
Actuarial Associate, Financial Planning and Analysis
ivari Canada
Toronto, ON
- Full-time
…conducting business performance analytics to provide insights to senior management and collaborating across the organization to meet financial reporting…
Added 4 hours ago
IC
Senior Counsel, Corporate Commercial, Privacy
ivari Canada
Toronto, ON
- Full-time
As Senior Counsel, you will provide practical, risk-based legal advice across ivari’s corporate commercial activities, with responsibility for complex commercial agreements. Working in a…
Added 4 hours ago
TC
Senior AI Solutions Lead Resource
ThirdEye CyberSecurity
Regina, SK
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Must have a minimum of five (5) years experience delivering software solutions; · Must have a minimum of two (2) years experience developing AI solutions;
Added 4 hours ago
IB
Senior Quality Engineering Manager
Invisia BPO
NB · Chiasson Office, NB
- Full-time
We are looking for a hands-on Senior Quality Engineering Manager to implement, lead and continuously improve our Quality Engineering function. This is a functional leadership role, not…
Added 4 hours ago
Controller
Dentons
Toronto, ON · Ottawa, ON · Montreal, QC · Vancouver, BC · Edmonton, AB · Calgary, AB
Added 5 hours ago
CC
RQ11580 - Software Developer - Senior
CCI- Computer Consultants International, Inc.
Toronto, ON
- Full-time
Added 6 hours ago
PC
External Audit Manager (Bilingual FR/EN)
Pwc Canada
Montreal, QC
- Full-time
Ask a range of questions - from formal written questions to informal oral questions - with senior individuals at our client organizations
Added 6 hours ago
IC
Senior Consultant, Underwriting, Claims & Risk Management
ivari Canada
Toronto, ON
- Full-time
As our Senior Consultant, Underwriting, Claims & Risk Management, you will play a key role in ensuring the fair, timely, consistent and compliant underwriting and adjudication of complex…

UBS

Canada IB Chief Compliance and AML Officer

Toronto, ON, Canada

Apply on jobs.ubs.com About employer

Applications open in a new tab.

Job details

Experience: have 10-15 years' experience in compliance, legal, risk control, or audit, at least 5 years of which you have been in a management role
Posting language: English
Posted: Nov 11, 2026

Original job description

Key responsibilities

Are you interested in developing and driving solutions that advance UBS’s strategic objectives? Do you execute with excellence? Are you entrepreneurial, proactive, and forward looking?
As the Chief Compliance Officer and Chief Anti Money Laundering Officer, you will oversee and lead the Compliance function for UBS Securities Canada Inc. and perform the following:
• partner with legal counsel to ensure that policies, guidelines, standards and Compliance monitoring and testing procedures and business procedures are consistent with local regulatory requirements and interpretations of laws, regulations, rules or any other related industry regulatory standards or guidelines
• liaise with senior management as well as functional leaders in compliance, legal, risk, and IT to provide subject-matter expertise on existing, new, or updated laws, rules, and regulations as well as effective challenge, guidance, and advice
• participate in relevant Committees as well as various other global, regional, and cross-product committees
• draft and publish policies and procedures and maintain a local compliance training program
• participate and provide support in regulatory exams and inquiries
• complete Compliance Risk Assessments and thematic reviews to assess emerging risk themes
• running the IB Financial Crime Prevention (FCP) function for the Canadian IB Legal entities (working with FCP team members in Canada in the United States, and globally as applicable).
• acting as the local Money Laundering Reporting Officer / Chief AML Officer for the IB Canadian Entities – key duties will be: (i) Local Board Reporting on FCP Matters; (ii) contributing to the FCP Global Risk Assessment (which involves completing local Canadian Questionnaires annually); (iii) Owning and overseeing any local IB Canada specific compliance and AML/KYC policies, procedures and protocols (as well as any KPC attestations that relate to these local policies, procedures, protocols) to ensure they meet current regulatory expectations and are aligned with enterprise-wide standards.
• being the focal point for any GIA / Regulatory compliance exams (inclusive of AML / FCP exams) and interacting with provincial and federal regulators, including regulatory filings as applicable.
• implementing the IB FCP Framework of UBS' global IB Division, and ensuring compliance, operational and FCP risks are identified, properly assessed and managed.
• provide strategic direction and oversight to the IB / stakeholders in relation to IB FCP deliverables and initiatives (taking into account applicable : (i) legislation, (ii) rules and guidance, (iii) industry best practice).

Your Career Comeback

We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.

The team

Our team sits within the Global Compliance and Operational Risk (GCORC) which aims to build trust, help safeguard our business, and strive for new ways to proactively identify and control existing and emerging risks in a rapidly changing and increasingly digital world. The Investment Bank Divisional Compliance and Operational Risk (CORC) team helps accomplishes this by providing independent oversight, challenge and control over the non-financial risks arising from UBS’s business activities across multiple levels to ensure compliance, conduct and operational risks are understood, owned, and managed to the Firm's risk appetite. As part of the second line of defense, Canada Compliance identifies and assesses compliance, regulatory and reputational risk by providing independent oversight and challenge of risks, and establishing independent frameworks for risk assessment, measurement, aggregation, and reporting, protecting against non-compliance with applicable laws and regulations.
You will be a member of the senior management team for our local IB business and located in our Toronto office.
Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your skills and experience

• have 10-15 years' experience in compliance, legal, risk control, or audit, at least 5 years of which you have been in a management role
• experience dealing with local regulators including: The Canadian Investment Regulatory Organization (“CIRO”), Office of the Superintendent of Financial Institutions Canada ("OSFI"), the Canada Deposit Insurance Corporation ("CDIC"); the Financial Consumer Agency of Canada ("FCAC"); and the Ontario Securities Commission “(OSC”).
• have a strong knowledge of Canadian banking and securities laws and regulations, including the CIRO rules, UMIR rules, Bank Act (Canada) and regulations, OSFI Guidelines, Ontario Securities Commission, CDIC By-Laws, and other applicable Canadian securities acts, regulations and rules
• drive sustainable change, influence regulation and uphold industry leading standards
• bring together information from different places and collaborate to provide a better risk control environment
• demonstrate strong interpersonal and leadership skills
• work in a faced-pace and dynamic environment, leveraging data analytics and technological capabilities
• have sound judgment, curiosity, and able to adapt to a changing regulatory landscape
• you’re curious to explore how AI can improve how we build, deliver, and optimize workflows. You do this with sound judgment – validating outputs and aligning with policies, risk standards, and ethical use

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

The indicative gross base salary range as a full-time equivalent role:
• Canada - Ontario min CAD 136000- max CAD 179000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

UBS Canada is committed to providing equal employment opportunity to all applicants and employees. This applies to everything we do – hire, evaluate, promote, compensate, train and terminate. UBS Canada will reasonably accommodate applicants with disabilities who need adjustments to participate in the application, assessment or interview process. To initiate a request for an accommodation contact HR Employee Advisory by email sh-hr-asc-ame@ubs.com or phone +1 855-827-6947, option 2, option 5, option 1.

Apply on jobs.ubs.com About employer

More about this job

Responsibilities

The Chief Compliance and AML Officer will lead the compliance function for UBS Securities Canada Inc., ensuring adherence to local regulatory requirements and industry standards. This role involves overseeing financial crime prevention, managing regulatory exams, and providing strategic oversight to stakeholders regarding compliance frameworks.

Requirements

Candidates must have 10-15 years of experience in compliance, legal, risk control, or audit, with at least 5 years in a management role. Strong knowledge of Canadian banking and securities laws, including CIRO, OSFI, and OSC regulations, is required.

Skills

Compliance
Anti-money laundering
Risk management
Regulatory compliance
Legal counsel
Financial crime prevention
Board reporting
Regulatory exams
Strategic leadership
Data analytics
Policy development
Stakeholder management
Banking regulations
Securities laws
Operational risk
Audit

Benefits

Flexible working options
Career comeback program

Visa sponsorship

Not detected in the job text

Keywords

Compliance
AML
KYC
CIRO
OSFI
CDIC
FCAC
OSC
Bank Act
UMIR
Financial Crime Prevention
Risk Assessment
Regulatory Reporting
Investment Banking
Operational Risk
Strategic Leadership
Data Analytics
AI
Policy Management
Internal Audit
Legal Counsel
Governance
Stakeholder Management
Regulatory Exams
Compliance Monitoring
Risk Appetite
Conduct Risk
Financial Services
Toronto
UBS

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Work requirements

Jobs in Canada