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Added 2 mins ago
F
Co-Founder & CEO - Supply Chain Tech | AI Returns Recovery
FutureSight
Canada
- Full-time
…and prices every disposition route, from resell and refurb to part-out, wholesale and pallet. It then routes the unit to the highest-recovery option. Every decision becomes memory the bench…
Added 2 mins ago
F
Co-Founder & CEO - Supply Chain Tech | AI Returns Recovery
FutureSight
Canada
- Full-time
…and prices every disposition route, from resell and refurb to part-out, wholesale and pallet. It then routes the unit to the highest-recovery option. Every decision becomes memory the bench…
Added 2 mins ago
E
Advisor, Public Engagement
EPCOR
AB · Edmonton, Alberta
- Full-time
We are hiring a full-time permanent Advisor, Public Engagement position working out of Edmonton, AB.
Added 2 mins ago
AI Practise Lead (CCaaS)
Bell
Mississauga, ON
…internal AI delivery practice, acting as a senior technical advisor for enterprise clients, and serving as the primary technical voice during complex project…
Added 2 mins ago
WS
Director, Finance & Business Intelligence
Workplace Safety & Prevention Services
Toronto, ON · Greater Toronto Area, Canada
- $166,261.26 to $182,887.39 CAD / year
- Full-time
…occupational health and safety system and a trusted safety advisor since 1917, WSPS has a rich history of making workplaces…
Added 2 mins ago
GL
Senior IT Security Advisor, Product Security
goeasy Ltd.
Mississauga, ON
- Full-time
Join one of Canada’s fastest-growing companies and be part of something extraordinary – welcome to goeasy! At goeasy, our people and culture are at the heart of everything we do, and we’re…
Added 4 mins ago
Industrial Technology Advisor - Various domains
National Research Council Canada
Montréal, QC
We are looking for a senior-career Industrial Technology Advisor (ITA) to support the NRC Industrial Research Assistance Program (NRC IRAP). The ITA would be someone who shares our core…
Added 17 mins ago
VC
Plastic Surgeon, LGH
Vancouver Coastal Health
North Vancouver, BC
- Part-time
The Department of Surgery is looking for a part-time (0.5 FTE) Plastic Surgeon to join our existing group and provide surgical services at Lions Gate Hospital and the Sea to Sky corridor.…
Added 17 mins ago
T
Senior Customer Success Manager
Trulioo
Remote, Canada
- $100,000 to $130,000 CAD / year
- Full-time
- Remote
Comprehensive Benefits: We provide a robust benefits package for full-time, permanent employees, including health, dental, and vision coverage, retirement plans with company match, paid…
Added 17 mins ago
LI
Director, Product Marketing
Loopio Inc.
Remote, Canada
- $136,000 to $175,000 CAD / year
- Full-time
- Remote
Act as a trusted advisor to product team peers on roadmap prioritization, bringing market and competitive context to major build decisions
Added 32 mins ago
B
Commercial Insurance Advisor I
BrokerLink
Calgary, AB
- Full-time
Being a part of BrokerLink, means you live our values: to act with integrity, be respectful of others, have a customer-driven mindset, strive for excellence and always treat others with…
Added 32 mins ago
A
Medical Operations Intern - PHMI Graduate Diploma
Amgen
Mississauga, ON · Canada - Mississauga
- Full-time
At Amgen, if you feel like you’re part of something bigger, it’s because you are. Our shared mission - to serve patients living with serious illnesses - drives all that we do.
Added 32 mins ago
KB
HR and Safety Manager
KingFisher Boats Inc.
Vernon, BC
- $90,000 to $120,000 USD / year
- Full-time
At KingFisher Boats, you become part of a passionate team driven to make a lasting impact. We aim to empower and inspire each other through our diverse perspectives, talents, and strengths.…
Added 47 mins ago
OA
Reception Associate - BMW/MINI Langley
OpenRoad Auto Group
Langley (District), BC · Langley, British Columbia
- Full-time
Be part of a collaborative, friendly and progressive work-culture with an emphasis on transparency, innovation, relationship and empowerment
Added 47 mins ago
M
Sales Enablement Coordinator
Manulife
Vancouver, BC · Toronto, ON · Waterloo, ON
- Full-time
Partner with relevant team members to plan and deliver in-person and virtual advisor events, educational programs, promotional activities, and internal meetings.
Added 1 hour ago
SAP SD Consultant Sr.
Syntax
Thornhill, ON
…cloud transformation, automation, and AI-driven innovation. As part of our continued growth, we are seeking experienced SAP professionals to lead solution design, ensure delivery…
Added 1 hour ago
Policy Advisor
Government of Alberta
AB
Reporting to the Manager, Policy Alignment and Legislative Services (PALS), the Policy Advisor works alongside legislative and policy specialists to advance complex policy initiatives and…
Added 1 hour ago
VC
Plastic Surgeon, LGH
Vancouver Coastal Health
Vancouver, BC
- Full-time
The Department of Surgery is looking for a part-time (0.5 FTE) Plastic Surgeon to join our existing group and provide surgical services at Lions Gate Hospital and the Sea to Sky corridor.…
Added 1 hour ago
SD
Beauty Advisor, Contractor Part Time Flexible Shifts
Shoppers Drug Mart
Aldergrove, BC
- Part-time
In addition, we believe that compliance with laws is about doing the right thing. Upholding the law is part of our Code of Conduct – it reinforces what our customers and stakeholders expect…
Added 1 hour ago
C
Licensed Insurance Advisor
Co-operators
St. Albert, AB
- Full-time
…and businesses in St. Albert and surrounding communities. As part of one of Canada's leading financial services co-operatives, we provide insurance, wealth management, and financial…
Added 1 hour ago
N
Brand Ambassador / Beauty Demo Representative
NUDESTIX
Mississauga, ON
- Part-time
Role Description The Brand Ambassador / Beauty Demo Representative is a part-time, on-site role based in the Greater Guelph Metropolitan Area. In this position, the individual will…
Added 1 hour ago
FG
Laline - Seasonal Sales Associate (Seasonal Beauty Advisor) - Vaughan Mills
Fox Group Canada Inc.
Vaughan, ON
- Part-time
…currently operation Mango, Laline and Fox Home. Nike is also part of the Fox Group Canada and it is operated by Retailors. We couldn’t be more excited and it is a wonderful time to join our…
Added 1 hour ago
CA
Senior Marketing & Communications Advisor
Condominium Authority of Ontario
Toronto, ON
- Full-time
Ability to work individually as well as part of a team
Added 1 hour ago
B
Senior Relationship Manager
BMO
Edmonton, AB · Westlock, AB · Enbridge
- Full-time
…role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above…
Added 1 hour ago
IF
Bilingual Telesolutions Advisor
Intact FC
Montreal, QC
- Full-time
As part of our commitment to Win As A Team, we share our success with employees through our annual bonus plan and Employee Share Purchase Plan (ESPP) – with Intact matching 50% of your net…

Wellington-Altus

Supervisor

AB, Canada
Toronto, ON, M5H 1J9, Canada
Calgary, AB, T2P 0R4, Canada

Full-time

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Job details

Job type: Full-time
Experience: A minimum of 5 years of progressive experience with a CIRO member dealer, including 2 years in a compliance or supervisory role.
Posting language: English
Posted: Nov 3, 2026

Original job description

Supervisor

Location: This posting is for an existing vacancy in Wellington-Altus’s Toronto or Calgary office.

Our Organization:

Founded in 2017, Wellington-Altus Private Wealth Inc. (Wellington-Altus) is Canada's top-rated* investment dealer and a subsidiary of Wellington-Altus Financial Inc., one of Canada’s Top Growing Companies**. With more than $55 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors, and their high-net-worth clients.

*Investment Executive 2026 Brokerage Report Card.

** Report on Business 2026 rankings.

The Opportunity:

Reporting to the Associate Vice-President, Supervision, the Supervisor will be responsible for the supervision of WAPW activities to ensure the firm and its registrants continue to adhere to all regulatory requirements and internal policies and procedures. This position requires registration with the Canadian Investment Regulatory Organization (CIRO) of Canada.

Key Responsibilities Include:

Tier 1 Supervision & Risk Management:

Conducting due diligence on Tier 1 supervision activities, including the review and approval of daily, monthly, and quarterly trade reports; review NCAFs/KYC updates (including managed accounts); and assess and approve OM submissions.
Providing guidance and resolution related to compliance matters.
Participating in internal compliance reviews and/or external regulator reviews.
Assisting Advisor teams in resolving inquiries and addressing compliance issues quickly and accurately.

Training & Cross-Functional Collaboration:

Educating Registrants on compliance obligations and provide ongoing support regarding supervision and regulatory requirements.
Fostering strong, collaborative working relationships across Compliance, Supervision, Advisor teams, and corporate departments to promote a robust culture of compliance.
Participating in other compliance and supervision-related projects and initiatives as needed.

Process & Policy Improvements:

Staying informed of regulatory changes and maintain a strong understanding of internal policy and procedure updates within the firm and across the industry.
Identify opportunities to enhance the efficiency and effectiveness of the firm’s compliance and supervision systems.
Contributing to the continuous improvement of processes, ensuring alignment with CIRO rules and provincial securities legislation.

The Ideal Candidate Will Possess:

Bachelor’s degree in business administration, finance, or similar field of study, or equivalent combination of education and experience.
A minimum of 5 years of progressive experience with a CIRO member dealer, including 2 years in a compliance or supervisory role.
CIRO registration as a Supervisor.
Designation as Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA).
Proficiency in the French language would be considered an asset.
Knowledge of the regulatory framework in Canada, proficiency with CIRO rules and regulations and provincial securities legislation.
Proficiency with the MS Office suite, including Word, Excel, PowerPoint, Teams, and Outlook.
Demonstrate a high level of accountability, reliability, adaptability, and innovation in accomplishing day-to-day work and long-term goals.
Strong organizational skills, and attention to detail with the ability to prioritize effectively and handle multiple tasks in a high-volume, fast-paced work environment.
Strong written and verbal communication skills, with the ability to communicate effectively with both Advisors and Corporate staff.
Strong analytical, problem-solving skills, and demonstrating sound professional judgement with an ability to collaborate.
Exemplary interpersonal, influencing, and communication skills across multiple mediums (in-person, phone, virtual).
A high tolerance for ambiguity; highly adaptive and able to manage a large volume of competing priorities.
Strong critical thinking and written and verbal communication skills.
An ability to maintain the highest levels of confidentiality.

Compensation & Benefits:

Range $80,000.00 - $120,000.00 annually.

This range represents Wellington-Altus's expected range of compensation for this position. Actual compensation will vary and will be based on various factors, such as location, skills, experience, and qualification for the role. Compensation for part-time roles will be pro-rated based on number of hours regularly worked.

Wellington-Altus's total compensation package for employees may also include discretionary bonuses as well as other perks and rewards. Wellington-Altus also offers health insurance, accident and life insurance, and other unique benefits per location.

Conditions of Employment:

Must be legally eligible to work in Canada.
Must be able to travel anywhere in Canada up to 0 - 20% of the time.
A background check, satisfactory to the employer, may be required of the successful applicant prior to commencing employment.

Wellington-Altus Private Wealth is strongly committed to equity and diversity within its community and welcomes applications from women, racialized persons, Indigenous peoples, persons with disabilities, and persons of all sexual orientations and genders. All qualified individuals who would contribute to the further diversification of our organization are encouraged to apply.

If you require accommodation for the recruitment process, please let us know at the point of application.

To apply:

Click the Apply for This Job button to submit your resume, cover letter and salary expectations. You will be contacted if you are selected for an interview. Artificial Intelligence (AI) will be used to screen and assess candidates for this role. More information about working at Wellington-Altus can be found on our website at www.wellington-altus.com.

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More about this job

Responsibilities

The Supervisor is responsible for overseeing firm activities to ensure adherence to regulatory requirements and internal policies. Key tasks include conducting Tier 1 supervision, managing risk, and providing guidance on compliance matters to Advisor teams.

Requirements

Candidates must have a bachelor's degree and at least 5 years of experience with a CIRO member dealer, including 2 years in a compliance or supervisory role. A Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA) designation is required.

Skills

Compliance
Supervision
Risk management
Due diligence
Regulatory reporting
CIRO regulations
Securities legislation
Analytical skills
Problem-solving
Communication
Organizational skills
Attention to detail
MS Office suite
Critical thinking
Professional judgment

Benefits

Health insurance
Accident insurance
Life insurance
Discretionary bonuses

Visa sponsorship

Not detected in the job text

Keywords

Supervisor
Compliance
CIRO
Investment dealer
Risk management
Tier 1 supervision
NCAF
KYC
OM submissions
Regulatory framework
Securities legislation
CIM
CFA
MS Office
Financial services
Private wealth
Due diligence
Audit
Reporting
Policy improvement

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