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Added 11 mins ago
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Bilingual Lease Analyst (FR/ENG)
BGIS
Toronto, ON
- Full-time
The Lease Analyst, in conjunction with our RealLease technology platform, supports our clients nationwide in effectively and efficiently managing their leased portfolios. From abstracting…
Added 11 mins ago
NA
Data and Insights Analyst
Northern Alberta Institute of Technology
St. Catharines, ON · Main Campus
- Full-time
The role of a Data & Insight Analyst will support and report to the Manager, Data & Insights. The Data & Insight Analyst works with other members of the team to provide business…
Added 11 mins ago
RA
Senior Business Analyst – Financial Services / Platform Transformation
Recrute Action
Toronto, ON · Waterloo, Toronto, Ontario
- Contract
8+ years of overall IT industry experience, including 5+ years in a Business Analyst, Business Systems Analyst, Technology Business Systems Analyst, or IT Business Analyst capacity…
Added 11 mins ago
BO
Senior Security Analyst
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Ottawa, ON
- Temporary
Conduct Advanced Open-Source Intelligence Research and Analysis
Added 11 mins ago
TG
Senior Financial Analyst
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Toronto, ON
- $90,000 to $110,000 CAD / year
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The Senior Financial Analyst serves as a vital Finance Business Partner to Capital Formation business leaders, driving impactful financial planning, analysis, and strategic decision…
Added 26 mins ago
LI
Director, Product Marketing
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Remote, Canada
- $136,000 to $175,000 CAD / year
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Represent Loopio externally as a thought leader and spokesperson for our positioning, through analyst briefings, customer conversations, and industry events
Added 41 mins ago
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Applications Development Sr Programmer Analyst - Assistant Vice President
Citi
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- Full-time
We use automated processing, including artificial intelligence, for our legitimate business interests (or our reasonable and appropriate business purposes) to identify and align the…
Added 41 mins ago
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IT Quality Engineer - AVP
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- Full-time
…accounting, and regulatory reporting platforms. The Senior QA Analyst will drive end-to-end testing strategies, BDD automation, UAT certification, and production readiness across critical…
Added 41 mins ago
Member IT Services - Associate IT Business Systems Analyst
Mohawk Medbuy Corporation (MMC)
Toronto, ON
We are currently recruiting for an Associate IT Business Systems Analyst to support our IT team in the Toronto office.
Added 41 mins ago
UO
Systems Administrator & Business Analyst
University of Niagara Falls Canada
Niagara Falls, ON
- $90,000 to $110,000 CAD / year
- Full-time
The University of Niagara Falls Canada is seeking an experienced Systems Administrator & Business Analyst to support the administration, optimization and continued development of the…
Added 41 mins ago
O
Lead Revenue Operations Analyst
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- Full-time
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Added 1 hour ago
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…of skills to support our work in the markets that drive our business and welcome candidates from all backgrounds and life stages who are passionate about making a…
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The Senior Analyst plays a key role in developing and implementing international and national advocacy and engagement strategies that support Alberta's energy and minerals priorities. The…
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Business Analyst
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The Business Analyst supports organizational effectiveness, business performance, and strategic decision-making through business analysis, process improvement, financial modelling, and…
Added 1 hour ago
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Marketing Database Analyst
Michael Page
Toronto, ON · Greater Toronto Area, Canada
- $49,500 to $78,200 CAD / year
- Full-time
Assist the Supervisor of Marketing Data & Analytics in data exploration, preparation, interpretation and integration of both internal and external data to meet ever-growing business needs.
Added 1 hour ago
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Supply Chain Replenishment Analyst
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Cambridge, ON
- Full-time
Post-secondary education in Business, Economics, Engineering or Marketing
Added 1 hour ago
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Senior Financial Analyst, Associate Support
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Toronto, ON
- Full-time
…need for new reports/analysis to better support the current business activities and any new…
Added 2 hours ago
Market Intelligence Strategic Insights Analyst
Wawanesa Insurance
Calgary, AB · AB · Vancouver, BC · Winnipeg, MB · Moncton, NB · Dartmouth, NS · Kitchener, ON · Ottawa, ON · Toronto, ON · ON · Montreal, QC · Edmonton, AB (Hybrid), AB · Hybrid - Canada, ON · North York - Toronto, ON (Hybr, ON
The Market Intelligence & Strategic Insights Analyst helps turn market, competitor, broker, customer and business information into clear stories that leaders can use to make decisions. The…
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Reporting Analyst
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…enhance and/or improve process and reporting that support our business activities and Supplier/Product…
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Added 2 hours ago
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Financial Analyst
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Toronto, ON
- $40 to $50 CAD / hour
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business analytics, waste reporting, month-end closing, and projections.
Added 2 hours ago
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Senior Analyst, Enterprise Delivery Orchestration & Reporting
TD
Toronto, ON
- Full-time
Analytics, Insights, & Artificial Intelligence
Added 2 hours ago
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Analyste SAP (Business One)
DELAN - IT Talent Solutions
Montreal, QC
- Full-time
The SAP Analyst (Business One) will be responsible for advanced support and development of SAP Business One and Microsoft SQL Server for an organization of about 120 users.
Added 2 hours ago
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Senior Financial Analyst
Manulife
Toronto, ON · Montreal, QC
- Full-time
Reporting to the Director of financial reporting, the Senior Financial Analyst will be responsible for.

Wellington-Altus

Supervisor

AB, Canada
Toronto, ON, M5H 1J9, Canada
Calgary, AB, T2P 0R4, Canada

Full-time

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Job details

Job type: Full-time
Experience: A minimum of 5 years of progressive experience with a CIRO member dealer, including 2 years in a compliance or supervisory role.
Posting language: English
Posted: Nov 3, 2026

Original job description

Supervisor

Location: This posting is for an existing vacancy in Wellington-Altus’s Toronto or Calgary office.

Our Organization:

Founded in 2017, Wellington-Altus Private Wealth Inc. (Wellington-Altus) is Canada's top-rated* investment dealer and a subsidiary of Wellington-Altus Financial Inc., one of Canada’s Top Growing Companies**. With more than $55 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors, and their high-net-worth clients.

*Investment Executive 2026 Brokerage Report Card.

** Report on Business 2026 rankings.

The Opportunity:

Reporting to the Associate Vice-President, Supervision, the Supervisor will be responsible for the supervision of WAPW activities to ensure the firm and its registrants continue to adhere to all regulatory requirements and internal policies and procedures. This position requires registration with the Canadian Investment Regulatory Organization (CIRO) of Canada.

Key Responsibilities Include:

Tier 1 Supervision & Risk Management:

Conducting due diligence on Tier 1 supervision activities, including the review and approval of daily, monthly, and quarterly trade reports; review NCAFs/KYC updates (including managed accounts); and assess and approve OM submissions.
Providing guidance and resolution related to compliance matters.
Participating in internal compliance reviews and/or external regulator reviews.
Assisting Advisor teams in resolving inquiries and addressing compliance issues quickly and accurately.

Training & Cross-Functional Collaboration:

Educating Registrants on compliance obligations and provide ongoing support regarding supervision and regulatory requirements.
Fostering strong, collaborative working relationships across Compliance, Supervision, Advisor teams, and corporate departments to promote a robust culture of compliance.
Participating in other compliance and supervision-related projects and initiatives as needed.

Process & Policy Improvements:

Staying informed of regulatory changes and maintain a strong understanding of internal policy and procedure updates within the firm and across the industry.
Identify opportunities to enhance the efficiency and effectiveness of the firm’s compliance and supervision systems.
Contributing to the continuous improvement of processes, ensuring alignment with CIRO rules and provincial securities legislation.

The Ideal Candidate Will Possess:

Bachelor’s degree in business administration, finance, or similar field of study, or equivalent combination of education and experience.
A minimum of 5 years of progressive experience with a CIRO member dealer, including 2 years in a compliance or supervisory role.
CIRO registration as a Supervisor.
Designation as Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA).
Proficiency in the French language would be considered an asset.
Knowledge of the regulatory framework in Canada, proficiency with CIRO rules and regulations and provincial securities legislation.
Proficiency with the MS Office suite, including Word, Excel, PowerPoint, Teams, and Outlook.
Demonstrate a high level of accountability, reliability, adaptability, and innovation in accomplishing day-to-day work and long-term goals.
Strong organizational skills, and attention to detail with the ability to prioritize effectively and handle multiple tasks in a high-volume, fast-paced work environment.
Strong written and verbal communication skills, with the ability to communicate effectively with both Advisors and Corporate staff.
Strong analytical, problem-solving skills, and demonstrating sound professional judgement with an ability to collaborate.
Exemplary interpersonal, influencing, and communication skills across multiple mediums (in-person, phone, virtual).
A high tolerance for ambiguity; highly adaptive and able to manage a large volume of competing priorities.
Strong critical thinking and written and verbal communication skills.
An ability to maintain the highest levels of confidentiality.

Compensation & Benefits:

Range $80,000.00 - $120,000.00 annually.

This range represents Wellington-Altus's expected range of compensation for this position. Actual compensation will vary and will be based on various factors, such as location, skills, experience, and qualification for the role. Compensation for part-time roles will be pro-rated based on number of hours regularly worked.

Wellington-Altus's total compensation package for employees may also include discretionary bonuses as well as other perks and rewards. Wellington-Altus also offers health insurance, accident and life insurance, and other unique benefits per location.

Conditions of Employment:

Must be legally eligible to work in Canada.
Must be able to travel anywhere in Canada up to 0 - 20% of the time.
A background check, satisfactory to the employer, may be required of the successful applicant prior to commencing employment.

Wellington-Altus Private Wealth is strongly committed to equity and diversity within its community and welcomes applications from women, racialized persons, Indigenous peoples, persons with disabilities, and persons of all sexual orientations and genders. All qualified individuals who would contribute to the further diversification of our organization are encouraged to apply.

If you require accommodation for the recruitment process, please let us know at the point of application.

To apply:

Click the Apply for This Job button to submit your resume, cover letter and salary expectations. You will be contacted if you are selected for an interview. Artificial Intelligence (AI) will be used to screen and assess candidates for this role. More information about working at Wellington-Altus can be found on our website at www.wellington-altus.com.

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More about this job

Responsibilities

The Supervisor is responsible for overseeing firm activities to ensure adherence to regulatory requirements and internal policies. Key tasks include conducting Tier 1 supervision, managing risk, and providing guidance on compliance matters to Advisor teams.

Requirements

Candidates must have a bachelor's degree and at least 5 years of experience with a CIRO member dealer, including 2 years in a compliance or supervisory role. A Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA) designation is required.

Skills

Compliance
Supervision
Risk management
Due diligence
Regulatory reporting
CIRO regulations
Securities legislation
Analytical skills
Problem-solving
Communication
Organizational skills
Attention to detail
MS Office suite
Critical thinking
Professional judgment

Benefits

Health insurance
Accident insurance
Life insurance
Discretionary bonuses

Visa sponsorship

Not detected in the job text

Keywords

Supervisor
Compliance
CIRO
Investment dealer
Risk management
Tier 1 supervision
NCAF
KYC
OM submissions
Regulatory framework
Securities legislation
CIM
CFA
MS Office
Financial services
Private wealth
Due diligence
Audit
Reporting
Policy improvement

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