Find work in Canada.

484,512 jobs across our Canadian network. How we count

Jobs in Canada

25+ jobs

Email me new jobs Save this search

Added 8 hours ago
CO
Application & Integration Technical Analyst
City of Saint John
Saint John, NB
- Full-time
Under the direction of the designated IT Manager, the Application and Integration Technical Analyst is a technical lead responsible for system architecture, data strategy, and integration…
Added 19 hours ago
Business Analyst
Public Service Delivery
Winnipeg, MB
…and clearly communicating defects and required resolutions to technical staff. Assist with the development, testing, implementation, and maintenance of IT enhancements that meet client and…
Added 22 hours ago
SM
RQ11667 – Business Analyst – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Business Analyst with strong experience in business analysis, requirements gathering, process modelling, workflow optimization, database analysis, and stakeholder…
Added 1 day ago
Y
Senior Compliance Analyst
YouPotential
Toronto, ON · Greater Toronto Area, Canada
- Contract
Q Wealth Partners is seeking an experienced, highly motivated, and proactive Senior Compliance Analyst to join our Compliance team. The Senior Compliance Analyst will play a key role in the…
Added 1 day ago
QW
Senior Compliance Analyst
Q Wealth Partners
Toronto, ON
- Contract
Q Wealth Partners is seeking an experienced, highly motivated, and proactive Senior Compliance Analyst to join our Compliance team. The Senior Compliance Analyst will play a key role in the…
Added 1 day ago
SM
RQ11667 – Business Analyst – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Business Analyst with strong experience in business analysis, requirements gathering, process modelling, workflow optimization, database analysis, and stakeholder…
Added 1 day ago
SM
RQ11667 – Business Analyst – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Business Analyst with strong experience in business analysis, requirements gathering, process modelling, workflow optimization, database analysis, and stakeholder…
Added 1 day ago
SM
RQ11667 – Business Analyst – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Business Analyst with strong experience in business analysis, requirements gathering, process modelling, workflow optimization, database analysis, and stakeholder…
Added 1 day ago
GO
Business Analyst
Government of Manitoba
Winnipeg, MB
- Full-time
…and clearly communicating defects and required resolutions to technical staff. Assist with the development, testing, implementation, and maintenance of IT enhancements that meet client and…
Added 1 day ago
IT Application Analyst (WMS)
Canada Cartage Group of Companies
Mississauga, ON
…becomes the natural go-to person for both resources within the technical team and the business community. They will act as a Subject Matter Expert for internal initiatives relating to these…
Added 1 day ago
R
Manager Technology - Eagle Product Consultant
Raise
Toronto, ON
- Full-time
2+ years of team leadership, project lead, or manager-level experience overseeing technical delivery or production support workflows.
Added 1 day ago
KC
Database Analyst
Keyano College
Fort McMurray, AB
- Full-time
Keyano College’s Information Technology Services Department is currently seeking a Database Analyst to join their dynamic team. The Database Analyst’s role is to design, install, and…
Added 1 day ago
CE
Data Analyst
Capgemini Engineering
Mirabel, QC
- Full-time
The PLM Data Analyst works closely with business and technical stakeholders to manage product master data, monitor data quality, and help drive continuous improvements in PLM processes and…
Added 1 day ago
Associate Data Analyst
Konrad
Toronto, ON
…background in analysis and a strong desire to build both your technical and consulting skill set. Leveraging your analytical mindset, you will support senior team members in the delivery of…
Added 1 day ago
B
BMO Capital Markets Summer 2027 Corporate Banking Analyst, Montreal
BMO
Montreal, QC · HO
- Full-time
The CB Summer Analyst program is designed for candidates in their penultimate year of their undergraduate program. Summer analysts will gain valuable experience and exposure to a wide…
Added 1 day ago
C
Technology, Production Support, Summer Analyst, Mississauga, Canada, 2027
Citi
Mississauga, ON
- Full-time
Elevate your technical skills: As a Production Support Analyst, you'll master Linux/Unix, hone database expertise (SQL, Oracle, PostgreSQL), and build automation with Python. You'll gain…
Added 1 day ago
C
Technology, Production Support, Full Time Analyst, Mississauga, Canada, 2027
Citi
Mississauga, ON
- Full-time
Elevate your technical skills: As a Production Support Analyst, you'll master Linux/Unix, hone database expertise (SQL, Oracle, PostgreSQL), and build automation with Python. You'll gain…
Added 1 day ago
CO
Application & Integration Technical Analyst
City of Saint John
Saint John, NB
- Full-time
Under the direction of the designated IT Manager, the Application and Integration Technical Analyst is a technical lead responsible for system architecture, data strategy, and integration…
Added 1 day ago
AS
QA Analyst
Alquemy Search & Consulting
Mississauga, ON
- $72,000 to $76,000 CAD / year
- Full-time
Creating and or improving test plans that address areas such as database impacts, software scenarios, regression testing, negative testing, error or bug retests, or usability
Added 1 day ago
Research Analyst - Institute for Mental Health Policy Research
CAMH
Toronto, ON
The Centre for Addiction and Mental Health (CAMH) is seeking a Research Analyst in a casual role within in the Institute for Mental Health Policy Research (IMHPR). IMHPR is a key driver in…
Added 1 day ago
D
Analyst, System and infrastructure operations, maintenance and development
Desjardins
Montreal, QC
- Full-time
As a systems and infrastructure operations, maintenance and development analyst, you support IT efficiency. You design, configure, administer, maintain and upgrade business solutions,…
Added 1 day ago
C
Senior Application Developer
CIBC
Toronto, ON
- Full-time
As a member of CIBC’s team, the Senior Application Developer is responsible for the detailed technical design and development of applications using various technology platforms. The role…
Added 1 day ago
HI
Purchasing Planner / Inventory Analyst
Holland Imports Inc.
Burnaby, BC
- Full-time
Job Description: Purchasing Planner & Inventory Analyst
Added 1 day ago
Business Systems Analyst (Student Position)
The Canada Life Assurance Company
Winnipeg, MB · London, ON · Toronto, ON
We are looking for a Business Systems Analyst (BSA) Student who is interested in learning how business needs are translated into effective technology and process solutions. In this role,…
Added 1 day ago
SI
Senior Business Analyst - Government/Public-Sector project Experience
Siri InfoSolutions, Inc.
ON · Ontario, Canada
- Contract
We are looking for an experienced Senior Business Analyst with strong Agile, requirements management, user story development, and technical analysis skills to support complex I&IT…

YouPotential

Senior Compliance Analyst

Toronto, ON, Canada
Greater Toronto Area, Canada, Canada

Contract

Apply About employer

Applications open in a new tab.

Job details

Job type: Contract
Apply by: Nov 23, 2026
Posting language: English
Posted: Oct 24, 2026

Original job description

Apply to Q Wealth Jobs

Job Board / Senior Compliance Analyst

Senior Compliance Analyst

hybrid

5160 Yonge Street, Toronto, Ontario, Canada, M2N 6L9

contract . October 23, 2026

Description

Role Overview:

Q Wealth Partners is seeking an experienced, highly motivated, and proactive Senior Compliance Analyst to join our Compliance team. The Senior Compliance Analyst will play a key role in the execution, oversight, and continuous improvement of the firm's regulatory compliance program. This position requires an individual who can work independently, exercise sound judgment, take ownership of complex compliance matters, and effectively manage multiple projects and regulatory obligations from initiation through to completion.

The successful candidate will be expected to go beyond identifying issues and completing assigned tasks by proactively developing solutions, coordinating with internal stakeholders, monitoring progress, and ensuring timely resolution. The role also requires strong organizational skills, attention to detail, and the ability to provide clear, timely, and meaningful reporting to Compliance management.

Key Responsibilities

Independently oversee and manage compliance obligations outlined our policies and procedures, ensuring timely completion, appropriate documentation, and adherence to regulatory requirements.
Take ownership of assigned compliance projects and initiatives, establishing timelines, coordinating stakeholders, monitoring progress, and ensuring successful completion.
Proactively identify compliance risks, deficiencies, and outstanding matters; recommend solutions and oversee corrective actions through to resolution.
Maintain and oversee compliance records, including conflicts of interest, Relationship Disclosure Information, employee personal trading, and compliance acknowledgements.
Coordinate individual registration activities through the National Registration Database (NRD), ensuring regulatory filings and ongoing requirements are completed accurately and on time.
Lead or coordinate regulatory examinations, external audits, third-party due diligence requests, and cybersecurity assessments, including tracking findings and remediation activities.
Review and enhance internal compliance policies, procedures, controls, and training materials to reflect regulatory developments and operational needs.
Provide regular, proactive reporting to Compliance management on project status, regulatory obligations, outstanding deliverables, identified risks, and recommended actions.
Develop and maintain project plans, timelines, milestones, and deliverables, ensuring responsibilities and expectations are clearly established.
Collaborate with internal departments to ensure accountability, timely responses, and effective resolution of compliance matters.
Identify and implement opportunities for process improvements, automation, and operational efficiencies to strengthen the firm's compliance program.
Develop and update compliance training materials on regulatory obligations and internal policies and coordinate with Communications Team to deliver employee training through the firm’s LMS.
Provide guidance and support to junior compliance staff and undertake additional responsibilities to support the overall effectiveness of the Compliance function.

What Do You Need To Succeed

Minimum 10 years of relevant compliance experience within the Canadian investment management or financial services industry with a registered Portfolio Manager (PM), Investment Fund Manager (IFM), or CIRO Dealer.
Strong knowledge of Canadian securities regulations, regulatory compliance obligations, and industry best practices.
Demonstrated ability to independently manage projects, take ownership of responsibilities, and drive initiatives through to successful completion with minimal supervision.
Proactive, solutions-oriented mindset with strong analytical and problem-solving skills to identify risks, assess root causes, and implement practical solutions.
Exceptional organizational and time management skills, with the ability to manage competing priorities, meet deadlines, and consistently follow through on outstanding matters.
Strong sense of accountability and sound judgment, with the ability to anticipate challenges ensuring that outstanding matters are actively monitored and resolved rather than simply identified or escalated.
Excellent written and verbal communication skills, including the ability to provide clear, timely, and proactive progress reporting to management and stakeholders.
Strong technical aptitude and ability to independently learn and adapt to new technologies, systems, and workflows.
Ability to collaborate effectively across departments, coordinate stakeholders, and maintain accountability for project deliverables.
Adaptable, self-motivated, and comfortable working independently in a fast-paced, evolving, and remote work environment.
Commitment to continuous improvement, innovation, and enhancing the efficiency and effectiveness of compliance processes.

What Sets a Successful Candidate Apart?

The ideal candidate is someone who takes initiative without waiting for direction, recognizes what needs to be done, and consistently follows through to completion.
They demonstrate a strong sense of ownership, maintain visibility over their responsibilities, and proactively communicate progress, challenges, and solutions. They are comfortable managing both day-to-day regulatory obligations and longer-term initiatives, balancing attention to detail with an understanding of broader compliance objectives.
Most importantly, they understand that effective compliance management requires more than identifying risks or completing individual tasks. It requires accountability, proactive oversight, effective coordination, and the ability to drive matters through to a documented and satisfactory resolution.

Know someone who would be a perfect fit? Let them know!

Powered By

Apply About employer

More about this job

Responsibilities

Oversee regulatory compliance obligations, records, registrations, examinations, audits, and risk remediation, while managing compliance projects and reporting progress to management. Improve policies, controls, training, and processes, and coordinate with internal teams to ensure compliance matters are resolved and documented.

Requirements

Requires at least 10 years of relevant compliance experience in the Canadian investment management or financial services industry at a registered Portfolio Manager, Investment Fund Manager, or CIRO Dealer. Candidates should have strong knowledge of Canadian securities regulations and demonstrate independent project ownership, sound judgment, analytical and organizational skills, clear communication, and the ability to collaborate and adapt to new technologies.

Skills

Regulatory Compliance
Canadian Securities Regulations
Compliance Risk Assessment
Project Management
Regulatory Filings
Regulatory Examinations
External Audits
Third-Party Due Diligence
Cybersecurity Assessments
Policy and Procedure Development
Compliance Reporting
Stakeholder Coordination
Process Improvement
Compliance Training
Employee Personal Trading Oversight

Visa sponsorship

Not detected in the job text

Keywords

Q Wealth Partners
Compliance Program
Canadian Securities Regulations
Portfolio Manager (PM)
Investment Fund Manager (IFM)
CIRO Dealer
Regulatory Filings
Conflicts of Interest
Relationship Disclosure Information
Employee Personal Trading
Compliance Acknowledgements
Regulatory Examinations
External Audits
Third-Party Due Diligence
Cybersecurity Assessments
Compliance Policies
Compliance Procedures
Internal Controls
Compliance Training
Learning Management System (LMS)
Project Plans
Risk Remediation
Process Automation
Process Improvement
Regulatory Reporting

Report this job