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Four Eyes Financial

Technology, Information and Internet · Canada

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About Four Eyes Financial

Protecting Investors & Market Integrity

Industry
Technology, Information and Internet
Company size
51-200 employees
Headquarters
Saint John, New Brunswick
Founded
2015
Company type
Privately Held

Changing the way compliance is done Globally.

Four Eyes Financial is a pioneering force within wealth management, addressing major challenges that face financial institutions. Our innovative approach increases capacity and reduces costs by leveraging a cloud-native Intelligent Compliance Platform that efficiently gathers data for use across back, mid, and front-office workflows. Empowering wealth management firms to streamline operations by consolidating vendors, minimizing endpoint products, and maximizing both cost and time in the integration of their daily custodial data through a unified platform rather than engaging with multiple vendors.

The Intelligent Compliance Platform stands as the only cloud-native solution in Canada and provides a comprehensive suite of services for robust compliance management.

Risk 7 | Trade Surveillance & Suitability, KYC & KYP 4ms (Forms) | Digital Onboarding & KYC Maintenance Discovery Zone | Client Portal

The platform allows wealth management firms to exceed current regulatory requirements and be positioned for future challenges with a flexible architecture built for change.

2023- Best Innovative Technology Solution (CRTA) 2022- Canadian RegTech Company of the Year (CRTA) 2022- Best Wealth Management Regulatory Solution (CRTA) 2021- Best Compliance as a Service Solution (CRTA) 2021- 5-Star Leading Women in Wealth Award (Wealth Professional)

Specialties

  • Trade Conduct Reviews
  • Trade Surveillance & Suitability
  • Compliance Communications
  • KYC Management
  • Product Shelf Management
  • Digital Onboarding & Account Maintenance
  • Product Risk Ratings
  • and Risk Tolerance & IPS Generator

Company locations

  • 89 Canterbury St, Suite 501, Saint John, New Brunswick E2L 2C7, CA

  • 844 Main St, Moncton, New Brunswick E1C 1G2, CA

Locations listed on the company profile. These may include offices outside Canada, and not every location is hiring.

Business areas

  • FinTech
  • Financial Services

On LinkedIn

Followers
2,306
People linked to this company
36

People who list this company on LinkedIn, not a verified employee count. Figures reflect the saved company profile.

Employer category

Other employer

Estimated from the company profile. This category has not been confirmed by the employer.