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Added 19 hours ago
B
Trading Enablement Specialist
BMO
Toronto, ON
- Full-time
Completed Branch Compliance Officer Course (BCO).
Added 21 hours ago
M
Senior Branch Manager
Manulife
Toronto, ON
- Full-time
This position reports directly to the Regional Field Supervision Officer for their region and is expected to encourage and foster a compliance culture focused on providing advice and…
Added 1 day ago
RB
Associate Advisor
Royal Bank of Canada
Toronto, ON
- Full-time
Michael Yhip Wealth Partners is a multi-disciplinary wealth management practice within RBC Dominion Securities, serving founders, business owners and multi-generational families with family…
Added 1 day ago
R&
AML Operations Officer III
Robertson & Company Ltd.
Toronto, ON
- Contract
…most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…
Added 1 day ago
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Associate Advisor
RBC
Toronto, ON
- Full-time
Michael Yhip Wealth Partners is a multi-disciplinary wealth management practice within RBC Dominion Securities, serving founders, business owners and multi-generational families with family…
Added 1 day ago
RD
Associate Advisor
RBC Dominion Securities
Toronto, ON
- Full-time
Michael Yhip Wealth Partners is a multi-disciplinary wealth management practice within RBC Dominion Securities, serving founders, business owners and multi-generational families with family…
Added 1 day ago
Manager, Virtual Advice - Halifax, NS (Bilingual English/French)
Scotiabank
Halifax, NS
Thorough knowledge of Mutual Funds Compliance Officer responsibilities, processes and guidelines.
Added 1 day ago
RJ
Compliance Associate
Raymond James
Vancouver, BC · Toronto, ON
- Full-time
…services to Canadians seeking customized solutions to their wealth management…
Added 1 day ago
R&
Operations Officer II
Robertson & Company Ltd.
Mississauga, ON
- Contract
…most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…
Added 1 day ago
BH
Cross-Border Tax Manager (CPA)
Beacon Hill Wealth Management 🇨🇦 🇺🇸
Victoria, BC
- Full-time
…one seat combining tax advisory, firm finance, and regulatory compliance - with a genuine leadership track to match. The person who owns this role will grow into the firm's senior…
Added 1 day ago
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Bilingual Onboarding Officer
Aviso
Toronto, ON
- $55,000 to $65,000 CAD / year
- Full-time
At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership,…
Added 2 days ago
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Manager, Registrations
BMO
Toronto, ON · FCP
- Full-time
Reports to: Senior Manager, Registrations and Continuing Education – Wealth Management Compliance
Added 2 days ago
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Branch Manager Advice, Sales & Service 9 - Kingston Financial Centre, Kingston,Ontario
Scotiabank
Kingston, ON
- Full-time
Completed the educational requirements needed to assume the role of Branch Compliance Officer
Added 2 days ago
Branch Manager Advice, Sales & Service 9 - Kingston Financial Centre, Kingston,Ontario
Scotiabank
Kingston, ON
Completed the educational requirements needed to assume the role of Branch Compliance Officer
Added 2 days ago
R&
Operations Officer III
Robertson & Company Ltd.
Toronto, ON
- Contract
…most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…
Added 2 days ago
TA
Chief Growth Officer, Wealth Management
Thorek/Scott and Partners
ON · Ontario, Canada
- Full-time
Our client is an established, independent Canadian wealth manager with a substantive national footprint. Currently experiencing sustained growth, the organization is seeking a Chief Growth…
Added 2 days ago
Investment Support Officer
Scotiabank
ON · Mississauga, ON
…fund transactions and dealer inquiries. The Investment Support Officer ensures assigned activities are completed in accordance with regulatory requirements, internal policies, procedures…
Added 2 days ago
C
Banking Centre Leader
CIBC
Saint John, NB
- Full-time
…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…
Added 2 days ago
C
Banking Centre Leader I
CIBC
Delhi, ON
- Full-time
…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…
Added 2 days ago
GP
Portfolio Analyst
Guardian Partners
Toronto, ON
- Full-time
…office, often referred to as an Outsourced Chief Investment Officer which offers independent, unbiased investment expertise and total portfolio management solutions. Our focus at GP is to…
Added 2 days ago
SS
Securities Valuations, Officer
State Street
Toronto, ON
- Full-time
…two distinct areas; Fund Level Pricing and Asset Pricing. The Officer, Securities Valuation is responsible for ensuring accurate and timely execution of daily market valuations for various…
Added 3 days ago
P
Associate Director, Compliance
Purpose
Toronto, ON
- Full-time
Reporting to the Chief Compliance Officer (CCO), the Associate Director provides technical leadership, provides day to day management of Compliance resources, establishes program standards…
Added 3 days ago
Legal/Compliance - Associate Director, Compliance
Purpose Unlimited
Toronto, ON
Reporting to the Chief Compliance Officer (CCO), the Associate Director provides technical leadership, provides day to day management of Compliance resources, establishes program standards…
Added 3 days ago
C
Banking Centre Leader II
CIBC
Penticton, BC · Vancouver, BC
- Full-time
…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…
Added 3 days ago
Associate Director, Compliance
Purpose Unlimited
Toronto, ON
Reporting to the Chief Compliance Officer (CCO), the Associate Director provides technical leadership, provides day to day management of Compliance resources, establishes program standards…

RBC

Associate Advisor

Toronto, ON, Canada

$38,000.00- $60,000.00 · Full-time

Apply About employer

Applications open in a new tab.

Job details

Pay: $38,000.00- $60,000.00
Job type: Full-time
Apply by: Nov 6, 2026
Experience: 5-10 years of wealth management experience in a role with direct advisory responsibility to enterprising families.
Posting language: English
Posted: Oct 23, 2026

Original job description

Job Description

RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm. We are committed to helping our clients build financial success through a personalized approach that draws on the full resources of RBC Wealth Management.

Michael Yhip Wealth Partners is a multi-disciplinary wealth management practice within RBC Dominion Securities, serving founders, business owners and multi-generational families with family office-level needs. We act as primary advisor and chief investment officer for our clients, and we coordinate the tax, legal and corporate finance specialists around each family so that advice is delivered under one integrated plan.

We are expanding the team and are looking for an experienced Associate Advisor to work alongside our investment and wealth and estate planning professionals.

What will you do?

Serve as the day-to-day relationship owner for an assigned group of client families, with a thorough understanding of each family’s goals, structure, risk tolerance and evolving needs.

Lead regular client review meetings, including agenda, preparation and follow-up, and keep advice aligned with each family’s plan.

Coordinate the delivery of investment, financial planning, tax and estate services by engaging the right internal specialists and external advisors at the right time.

Steward clients through complex, multi-year wealth roadmaps, including business transitions, liquidity events and succession planning.

Identify opportunities to add value, such as additional planning needs, specialist referrals and the consolidation of held-away assets.

Lead the onboarding of new client families and ensure a smooth, well-documented transition.

Maintain accurate and compliant records of client interactions, advice and suitability documentation.

Support the growth of the practice through referrals and relationships with centres of influence.

What do you need to succeed?

Must Have:

5-10 years of wealth management experience in a role with direct advisory responsibility to enterprising families.

A demonstrated track record of stewarding clients through a significant and complex wealth management roadmap, such as the sale of a business, a liquidity event or multi-generational planning.

A track record of partnership within your organization and with external professionals, including lawyers, accountants and other advisors.

Exceptional client focus, with an instinct for the client experience and a habit of anticipating needs.

Exceptional written and verbal communication in English, including the ability to explain complex financial concepts clearly to clients and their advisors.

CIRO registration, or eligibility for registration, with the Canadian Securities Course (CSC), Conduct and Practices Handbook (CPH) and Wealth Management Essentials (WME) completed.

A clean regulatory and compliance record.

Nice to Have:

Professional designations such as CFP, CIM, CFA, CPA, TEP, FEA or CLU, or progress towards one.

A Life Licence (LLQP) to advise on insurance solutions.

Working knowledge of holding company structures, corporate-to-personal extraction strategies and estate freezes.

Confidence leading conversations with clients about markets, portfolio performance and fees.

What’s in it for you?

We thrive on the challenge to be our best, to think progressively to keep growing, and to work together to deliver trusted advice that can help our clients thrive and communities prosper. We care about each other and collectively work hard to reach our potential, make a difference to our communities, and achieve success that is mutual. You will also benefit from:

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
The opportunity to work as part of a dynamic, collaborative, progressive, and high-performing team
Challenging work that will help you grow professionally
Ongoing opportunities to build close relationships with clients

Job Skills

Customer Service, Customer Service Management, Decision Making, Interpersonal Relationship Management, Investment Management, Investment Performance Measurement

Additional Job Details

Address:

ROYAL BANK PLAZA, 200 BAY ST:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

WEALTH MANAGEMENT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-10-23

Application Deadline:

2026-11-06

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Compensation for this position (including salary and discretionary/variable payments) will be determined by factors, including but not limited to candidate's experience, skills, registration status, performance, individual goals, market conditions, and business needs.

Pay Range

The expected pay range for this position is:

$38,000.00- $60,000.00

This position includes competitive-based pay, and the overall earning potential is impacted by a variable incentive structure, earning a multiple of salary up to:

1.5x

RBC supports pay transparency and we strive to ensure all pay ranges are competitive, fair, and equitable.

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

Apply About employer

More about this job

Responsibilities

The Associate Advisor will serve as the primary relationship owner for client families, coordinating investment, tax, and estate planning services. They are responsible for leading client review meetings, managing wealth roadmaps, and ensuring all client interactions remain compliant and well-documented.

Requirements

Candidates must have 5-10 years of wealth management experience with a proven track record of advising enterprising families. Required qualifications include CIRO registration or eligibility, along with completion of the CSC, CPH, and WME courses.

Skills

Wealth management
Financial planning
Estate planning
Investment management
Portfolio performance
Business succession planning
Liquidity event management
Regulatory compliance
Communication
Client onboarding
Tax services
Corporate finance
Risk tolerance assessment
Customer service

Benefits

Bonuses
Flexible benefits
Competitive compensation
Commissions
Stock options

Visa sponsorship

Not detected in the job text

Keywords

Wealth Management
Investment
Estate Planning
Financial Planning
CIRO
CSC
CPH
WME
CFP
CIM
CFA
CPA
TEP
FEA
CLU
LLQP
Holding Company
Succession Planning
Liquidity Event
Relationship Management
Compliance
Portfolio Performance
Business Transitions
Wealth Roadmap
Client Onboarding

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